AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

54 hedge funds and large institutions have $101M invested in Advent Convertible and Income Fund in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
-3
Holders Change %
-5.26%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
12
Reduced
26
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Laurion Capital Management
New York
$2.5M
2
SFS
Shaker Financial Services
Virginia
$1.04M
3
EDRIA
Edmonds Duncan Registered Investment Advisors
Kansas
$1.15M
4
Invesco
Invesco
Georgia
$1.46M
5
DA
Doliver Advisors
Texas
$700K

Top Sellers

1
SCM
Saba Capital Management
New York
$17.4M
2
RCM
Rivernorth Capital Management
Florida
$7.96M
3
EVM
Eaton Vance Management
Massachusetts
$0
4
OA
Oxbow Advisors
Texas
$0
5
SIA
Sit Investment Associates
Minnesota
$5.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
26
Capital Investment Advisors
Georgia
$372K -$215K -13,654 -37%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$370K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$319K -$9.55K -606 -3%
NFG
29
Nations Financial Group
Iowa
$309K – – –
Millennium Management
30
Millennium Management
New York
$271K +$108K +6,874 +67%
WAM
31
Wolverine Asset Management
Illinois
$267K +$267K +16,958 New
CAN
32
Cetera Advisor Networks
California
$211K -$69.1K -4,382 -25%
Citadel Advisors
33
Citadel Advisors
Florida
$183K +$183K +11,601 New
ASN
34
Advisory Services Network
Georgia
$141K -$41.5K -2,624 -23%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$138K +$1.64K +104 +1%
AG
36
Advisor Group
Arizona
$100K -$53.6K -3,438 -35%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$88K -$47 -3 -0.1%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$73K -$4.36K -276 -6%
TDC
39
Thompson Davis & Co
Virginia
$55K -$37.2K -2,344 -40%
IA
40
IFP Advisors
Florida
$45K -$2.65K -166 -6%
ZB
41
Zions Bancorporation
Utah
$33K – – –
NSIM
42
North Star Investment Management
Illinois
$28K +$577 +36 +2%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$24K – – –
CPIG
44
Chicago Partners Investment Group
Illinois
$20K +$20K +1,284 New
FANJ
45
Financial Architects (New Jersey)
New Jersey
$18K – – –
AWM
46
Avior Wealth Management
Nebraska
$13K -$8.74K -557 -40%
IWM
47
IHT Wealth Management
Illinois
$10K +$200 +13 +2%
AIM
48
Anchor Investment Management
South Carolina
$8.1K – – –
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$6K -$4.02K -247 -40%
BC
50
Bartlett & Co
Ohio
$6K – – –
1
2
3