AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

49 hedge funds and large institutions have $74.3M invested in Advent Convertible and Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
1.37%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
11
Increased
14
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$6.91M
2
CRC
2
Curi RMB Capital
Illinois
$3.93M
3
DA
3
Doliver Advisors
Texas
$2.93M
4
RCM
4
Rivernorth Capital Management
Florida
$1.45M
5
Citigroup
5
Citigroup
New York
$1.07M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$6.94M
2
EVM
2
Eaton Vance Management
Massachusetts
$336K
3
Invesco
3
Invesco
Georgia
$815K
4
SJIC
4
St. James Investment Company
Texas
$0
5
AAM
5
Advisors Asset Management
Colorado
$3.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$422K +$15.1K +1,181 +4%
TC
27
TFS Capital
Pennsylvania
$400K +$400K +31,221 New
EVM
28
Eaton Vance Management
Massachusetts
$336K -$1.56M -112,293 -82%
Koshinski Asset Management
29
Koshinski Asset Management
Illinois
$331K +$331K +20,836 New
Baird Financial Group
30
Baird Financial Group
Wisconsin
$319K -$7.17K -559 -2%
AA
31
AQR Arbitrage
Connecticut
$200K +$200K +15,600 New
CIBC World Market
32
CIBC World Market
Ontario, Canada
$144K +$2.75K +214 +2%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$133K -$2.66K -208 -2%
DADC
34
D.A. Davidson & Co
Montana
$87K – – –
AIG
35
American International Group
New York
$55K – – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$51K -$4.13K -322 -7%
CPIG
37
Chicago Partners Investment Group
Illinois
$47K +$497 +39 +1%
BCMIO
38
Beacon Capital Management Inc (Ohio)
Ohio
$41K -$2.6K -205 -6%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$40K +$40K +3,081 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$31K -$3.78K -291 -11%
ZB
41
Zions Bancorporation
Utah
$26K – – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$20K – – –
MFS
43
MSI Financial Services
Massachusetts
$18K +$13.7K +1,077 +317%
FAM
44
Formidable Asset Management
Ohio
$13K – – –
BA
45
BlackRock Advisors
Delaware
$12K +$12K +973 New
BCM
46
Brookstone Capital Management
Illinois
$6K – – –
BC
47
Bartlett & Co
Ohio
$5K – – –
WAS
48
Winch Advisory Services
Wisconsin
$5K +$84 +7 +2%
RIA
49
Regal Investment Advisors
Michigan
$3K – – –
SJIC
50
St. James Investment Company
Texas
– -$522K -32,838 Closed
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2
3