AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

44 hedge funds and large institutions have $75.5M invested in Advent Convertible and Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
17
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$10.5M
2
Ameriprise
2
Ameriprise
Minnesota
$6.94M
3
DA
3
Doliver Advisors
Texas
$1M
4
Invesco
4
Invesco
Georgia
$3.81M
5
VKH
5
Virtu KCG Holdings
New York
$327K

Top Sellers

1
EVM
1
Eaton Vance Management
Massachusetts
$0
2
AAM
2
Advisors Asset Management
Colorado
$7.69M
3
RCM
3
Robinson Capital Management
Michigan
$1.21M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Wells Fargo
5
Wells Fargo
California
$6.31M
Name Market Value Shares Shares
Change 		Shares
Change %
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$182K 10,784 +283 +3%
NES
27
New England Securities
New York
$147K 8,694 +7,564 +669%
DADC
28
D.A. Davidson & Co
Montana
$131K 7,815 – –
AIG
29
American International Group
New York
$92.5K 5,478 -1,541 -22%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$66K 3,879 -3,517 -48%
FAM
31
Formidable Asset Management
Ohio
$35K 2,054 +2,054 New
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$26K 1,541 – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$24K 1,400 +75 +6%
FANJ
34
Financial Architects (New Jersey)
New Jersey
$19K 1,116 – –
NFG
35
Next Financial Group
Texas
$17K 1,027 – –
MA
36
MUFG Americas
New York
$8K 455 +44 +11%
BC
37
Bartlett & Co
Ohio
$7K 385 -7 -2%
BRWM
38
B. Riley Wealth Management
Tennessee
$7K 422 +6 +1%
WAS
39
Winch Advisory Services
Wisconsin
$7K 391 +6 +2%
RIA
40
Regal Investment Advisors
Michigan
$5K 308 -334 -52%
NSIM
41
North Star Investment Management
Illinois
$3K 205 -1,062 -84%
Citigroup
42
Citigroup
New York
$3K 187 -431 -70%
GSC
43
Ground Swell Capital
South Carolina
$2K 116 +116 New
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$1K 51 +51 New
EVM
45
Eaton Vance Management
Massachusetts
– – -214,660 Closed
SFS
46
Shaker Financial Services
Virginia
– – -60,595 Closed
Deutsche Bank
47
Deutsche Bank
Germany
– – -1,310 Closed
FHA
48
First Horizon Advisors
Tennessee
– – -43 Closed
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