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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMX icon
201
America Movil
AMX
$71.2B
$45K 0.01%
3,600
– –
KEY icon
202
KeyCorp
KEY
$24.4B
$45K 0.01%
3,755
-66
-2% -$804
MDT icon
203
Medtronic
MDT
$112B
$45K 0.01%
436
+150
+52% +$15.1K
TJX icon
204
TJX Companies
TJX
$178B
$45K 0.01%
800
– –
ASXC
205
DELISTED
Asensus Surgical, Inc.
ASXC
$45K 0.01%
129,977
+102,746
+377% +$39.8K
CGC
206
Canopy Growth
CGC
$410M
$44K 0.01%
311
+223
+253% +$37.4K
EQR icon
207
Equity Residential
EQR
$25.1B
$44K 0.01%
860
– –
GWW icon
208
W.W. Grainger
GWW
$60.2B
$44K 0.01%
123
– –
MO icon
209
Altria Group
MO
$114B
$44K 0.01%
1,132
-238
-17% -$9.9K
HYMB icon
210
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$43K 0.01%
1,516
-3,088
-67% -$88K
OGS icon
211
ONE Gas
OGS
$5.04B
$43K 0.01%
618
– –
DVY icon
212
iShares Select Dividend ETF
DVY
$23.6B
$42K 0.01%
520
-100
-16% -$8.34K
GIS icon
213
General Mills
GIS
$19.7B
$42K 0.01%
676
– –
LVHD icon
214
Franklin US Low Volatility High Dividend Index ETF
LVHD
$626M
$42K 0.01%
1,428
– –
SHOP icon
215
Shopify
SHOP
$195B
$42K 0.01%
410
+30
+8% +$2.98K
VTI icon
216
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$42K 0.01%
246
+21
+9% +$3.53K
CRWD icon
217
CrowdStrike
CRWD
$218B
$41K 0.01%
1,200
-120
-9% -$3.5K
SLQT icon
218
SelectQuote
SLQT
$121M
$41K 0.01%
2,000
+1,785
+830% +$37.2K
IR icon
219
Ingersoll Rand
IR
$33.7B
$40K 0.01%
1,137
– –
CAT icon
220
Caterpillar
CAT
$387B
$39K 0.01%
263
-9
-3% -$1.26K
KMI icon
221
Kinder Morgan
KMI
$68.7B
$39K 0.01%
3,190
+21
+0.7% +$293
NLY icon
222
Annaly Capital Management
NLY
$17.4B
$39K 0.01%
1,371
-700
-34% -$20.3K
POOL icon
223
Pool Corp
POOL
$7.5B
$39K 0.01%
118
– –
SCHV
224
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$39K 0.01%
2,223
– –
VEA icon
225
Vanguard FTSE Developed Markets ETF
VEA
$237B
$39K 0.01%
949
– –
7 8
9
10 11

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.