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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLE icon
201
Allegion
ALLE
$13.4B
$51K 0.03%
629
– –
SLYG icon
202
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$50K 0.03%
916
-72,672
-99% -$3.88M
VTRS icon
203
Viatris
VTRS
$20.7B
$50K 0.03%
1,288
+33
+3% +$1.27K
DISH
204
DELISTED
DISH Network Corp.
DISH
$50K 0.03%
800
– –
REGN icon
205
Regeneron Pharmaceuticals
REGN
$77.4B
$49K 0.03%
100
– –
TSLA icon
206
Tesla
TSLA
$1.22T
$49K 0.03%
2,040
-870
-30% -$19.2K
COP icon
207
ConocoPhillips
COP
$145B
$48K 0.03%
1,099
+400
+57% +$18.7K
IWF icon
208
iShares Russell 1000 Growth ETF
IWF
$120B
$48K 0.03%
1,600
– –
NSU
209
DELISTED
Nevsun Resources Ltd.
NSU
$48K 0.03%
20,000
– –
BABA icon
210
Alibaba
BABA
$279B
$47K 0.02%
337
+191
+131% +$23.6K
EW icon
211
Edwards Lifesciences
EW
$50B
$47K 0.02%
1,200
– –
COLB icon
212
Columbia Banking Systems
COLB
$8.84B
$46K 0.02%
1,142
– –
PFG icon
213
Principal Financial Group
PFG
$24.5B
$46K 0.02%
711
– –
SGOL icon
214
abrdn Physical Gold Shares ETF
SGOL
$7.01B
$46K 0.02%
3,820
– –
OGS icon
215
ONE Gas
OGS
$4.9B
$45K 0.02%
640
-50
-7% -$3.49K
UNH icon
216
UnitedHealth
UNH
$383B
$45K 0.02%
245
+8
+3% +$1.4K
HPE icon
217
Hewlett Packard
HPE
$62.4B
$44K 0.02%
3,415
-1,227
-26% -$17.1K
ALSK
218
DELISTED
Alaska Communications Systems
ALSK
$44K 0.02%
20,150
+18,650
+1,243% +$40.7K
LOGM
219
DELISTED
LogMein, Inc.
LOGM
$44K 0.02%
421
– –
CGNX icon
220
Cognex
CGNX
$10.4B
$42K 0.02%
1,000
-300
-23% -$13.3K
HPQ icon
221
HP
HPQ
$24.6B
$42K 0.02%
2,401
– –
ATHN
222
DELISTED
Athenahealth, Inc.
ATHN
$42K 0.02%
300
– –
CAG icon
223
Conagra Brands
CAG
$7.19B
$41K 0.02%
1,150
-529
-32% -$20.5K
FBIN icon
224
Fortune Brands Innovations
FBIN
$5.88B
$39K 0.02%
702
– –
SYY icon
225
Sysco
SYY
$40.6B
$39K 0.02%
766
– –
7 8
9
10 11

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.