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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
176
American Water Works
AWK
$26.8B
$51K 0.02%
426
+251
+143% +$32.4K
DELL icon
177
Dell
DELL
$301B
$51K 0.02%
2,563
-280
-10% -$6.46K
TLK icon
178
Telkom Indonesia
TLK
$14.6B
$51K 0.02%
2,634
– –
EMR icon
179
Emerson Electric
EMR
$89B
$50K 0.02%
1,055
– –
VKI icon
180
Invesco Advantage Municipal Income Trust II
VKI
$397M
$48K 0.02%
4,677
– –
ALK icon
181
Alaska Air
ALK
$5.3B
$47K 0.01%
1,647
+31
+2% +$1.69K
ALLE icon
182
Allegion
ALLE
$14.1B
$46K 0.01%
503
-117
-19% -$14K
CAT icon
183
Caterpillar
CAT
$387B
$46K 0.01%
398
-130
-25% -$16.6K
DVY icon
184
iShares Select Dividend ETF
DVY
$23.5B
$46K 0.01%
620
+200
+48% +$19.1K
NVG icon
185
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$46K 0.01%
3,117
– –
VB icon
186
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
$46K 0.01%
401
– –
DG icon
187
Dollar General
DG
$27.2B
$45K 0.01%
+300
New +$46.3K
SDY icon
188
State Street SPDR S&P Dividend ETF
SDY
$22B
$45K 0.01%
558
-2,075
-79% -$205K
MCK icon
189
McKesson
MCK
$102B
$44K 0.01%
322
– –
EXPD icon
190
Expeditors International
EXPD
$23.3B
$43K 0.01%
642
-227
-26% -$16.2K
ZBH icon
191
Zimmer Biomet
ZBH
$18.5B
$43K 0.01%
443
-188
-30% -$24.6K
AMX icon
192
America Movil
AMX
$71.7B
$42K 0.01%
3,600
– –
CCB icon
193
Coastal Financial
CCB
$742M
$42K 0.01%
4,005
– –
LUV icon
194
Southwest Airlines
LUV
$22.1B
$41K 0.01%
1,163
+9
+0.8% +$446
SPY icon
195
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$41K 0.01%
160
– –
KEY icon
196
KeyCorp
KEY
$24.2B
$40K 0.01%
3,877
+125
+3% +$2.08K
VV icon
197
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$39K 0.01%
327
– –
RDS.A
198
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$39K 0.01%
1,125
– –
TJX icon
199
TJX Companies
TJX
$175B
$38K 0.01%
800
– –
LVHD icon
200
Franklin US Low Volatility High Dividend Index ETF
LVHD
$621M
$37K 0.01%
1,428
– –
6 7
8
9 10

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.