We are live on
!
Find out more
TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
(+2.2%)
Cap. Flow
-$1.07M
Cap. Flow
% of AUM
-0.75%
Top 10 Holdings %
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$1.84M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$1.44M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$675K |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$606K |
| 5 |
Nuveen Municipal Credit Income Fund
NZF
|
+$487K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.15M |
| 2 |
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
|
+$1.02M |
| 3 |
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
|
+$967K |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$914K |
| 5 |
MUE
BlackRock MuniHoldings Quality Fund II
MUE
|
+$867K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23% |
| 2 | Industrials | 7.19% |
| 3 | Consumer Discretionary | 5.25% |
| 4 | Healthcare | 5% |
| 5 | Consumer Staples | 2.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Baxter International
BAX
$14.2B
| $60K | 0.04% |
1,268
| – | – |
|
177
Emcor
EME
$36.8B
| $60K | 0.04% |
1,000
| – | – |
|
178
Bristol-Myers Squibb
BMY
$129B
| $58K | 0.04% |
1,075
+20
| +2% | +$1.28K |
|
179
Corning
GLW
$140B
| $56K | 0.04% |
2,379
| – | – |
|
180
Equity Residential
EQR
$25.1B
| $55K | 0.04% |
+860
| New | +$57.4K |
|
|
RAI
181
DELISTED
Reynolds American Inc
RAI
| $55K | 0.04% |
1,156
-116
| -9% | -$5.82K |
|
|
YAO
182
DELISTED
Invesco China All-Cap ETF
YAO
| $54K | 0.04% |
2,000
| – | – |
|
183
Johnson Controls International
JCI
$94.1B
| $53K | 0.04% |
1,140
-166
| -13% | -$7.7K |
|
184
Booking.com
BKNG
$157B
| $52K | 0.04% |
875
| – | – |
|
185
iShares Russell 1000 Growth ETF
IWF
$128B
| $52K | 0.04% |
1,992
| – | – |
|
186
Gilead Sciences
GILD
$163B
| $51K | 0.04% |
646
+22
| +4% | +$1.79K |
|
187
Novartis
NVS
$293B
| $51K | 0.04% |
725
+14
| +2% | +$1.02K |
|
188
Qorvo
QRVO
$8.49B
| $51K | 0.04% |
921
| – | – |
|
189
SAP
SAP
$227B
| $51K | 0.04% |
560
| – | – |
|
190
Cardinal Health
CAH
$55.7B
| $50K | 0.04% |
648
+1
| +0.2% | +$81 |
|
191
HSBC
HSBC
$354B
| $50K | 0.04% |
1,467
-185
| -11% | -$5.81K |
|
192
Equinix
EQIX
$103B
| $49K | 0.03% |
137
| – | – |
|
193
abrdn Physical Gold Shares ETF
SGOL
$7.27B
| $49K | 0.03% |
+3,820
| New | +$49.6K |
|
194
VeriSign
VRSN
$26.3B
| $49K | 0.03% |
629
-200
| -24% | -$16K |
|
195
Edwards Lifesciences
EW
$51B
| $48K | 0.03% |
1,200
| – | – |
|
196
Hawaiian Electric Industries
HE
$2.16B
| $48K | 0.03% |
1,600
| – | – |
|
197
Vanguard Morningstar Small-Cap ETF
VB
$82B
| $48K | 0.03% |
393
+75
| +24% | +$9.07K |
|
198
Viatris
VTRS
$20B
| $48K | 0.03% |
1,255
-953
| -43% | -$42.4K |
|
199
HP
HPQ
$26.1B
| $47K | 0.03% |
3,031
+120
| +4% | +$1.71K |
|
200
Charter Communications
CHTR
$18.3B
| $46K | 0.03% |
171
+81
| +90% | +$20.5K |
|
Similar funds
AMCA
PDL
AAS
FGAM
MCM
KF
TCP
PSC
Tradewinds Capital Management's Q3 2016 Portfolio in Review
As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.
- Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
- Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
- Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
- Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
- Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
- Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
- Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.
Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.