Tradewinds Capital Management’s Invesco China All-Cap ETF YAO Stock Holding History

Tradewinds Capital Management’s Portfolio YAO Stock Details YAO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,000	Closed	-$67K	–	770
2017 Q3	$67K	Hold	2,000	–	–	0.03%	175
2017 Q2	$59K	Hold	2,000	–	–	0.03%	189
2017 Q1	$55K	Hold	2,000	–	–	0.03%	191
2016 Q4	$49K	Hold	2,000	–	–	0.03%	202
2016 Q3	$54K	Hold	2,000	–	–	0.04%	182
2016 Q2	$47K	Hold	2,000	–	–	0.03%	206
2016 Q1	$47K	Hold	2,000	–	–	0.03%	224
2015 Q4	$50K	Buy	+2,000	New	+$52.3K	0.04%	213

Other funds holding YAO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

FFW

Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return

Tradewinds Capital Management's YAO Position: Q4 2017 in Review

Tradewinds Capital Management sold out of Invesco China All-Cap ETF (YAO) in Q4 2017, closing a stake of 2,000 shares — an estimated $67K sold.

Tradewinds Capital Management first reported a position in YAO in Q4 2015 and held it in 8 quarters. The position peaked at $67K in Q3 2017. 13 funds tracked by Wall St. Rank hold YAO as of Q4 2017.

Tradewinds Capital Management reported no remaining Invesco China All-Cap ETF position as of Q4 2017 after selling out during the quarter.
Tradewinds Capital Management sold 2,000 Invesco China All-Cap ETF shares in Q4 2017, an estimated $67K.
Tradewinds Capital Management first reported a position in Invesco China All-Cap ETF in Q4 2015 and held it in 8 quarters.
Tradewinds Capital Management's Invesco China All-Cap ETF position peaked at $67K in Q3 2017.
13 funds tracked by Wall St. Rank held Invesco China All-Cap ETF as of Q4 2017.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.