TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+6.67%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$49.3M
Cap. Flow %
15.47%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$19.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
$15.4M
3
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$15.3M
4
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$15.2M
5
EWG icon
iShares MSCI Germany ETF
EWG
$13.9M

Top Sells

1
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$29.9M
2
GXC icon
SPDR S&P China ETF
GXC
$15.1M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$14.8M
4
EWA icon
iShares MSCI Australia ETF
EWA
$14.7M
5
SPEU icon
SPDR Portfolio Europe ETF
SPEU
$4.28M

Sector Composition

1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAX icon
151
Baxter International
BAX
$12.5B
$84K 0.03%
1,000
– –
UNH icon
152
UnitedHealth
UNH
$286B
$83K 0.03%
283
-40
-12% -$11.7K
AMCR icon
153
Amcor
AMCR
$19.1B
$80K 0.03%
+7,370
New +$80K
CHTR icon
154
Charter Communications
CHTR
$35.7B
$80K 0.03%
164
– –
EMR icon
155
Emerson Electric
EMR
$74.6B
$80K 0.03%
1,055
-161
-13% -$12.2K
NEE icon
156
NextEra Energy, Inc.
NEE
$146B
$78K 0.02%
1,296
-68
-5% -$4.09K
CAT icon
157
Caterpillar
CAT
$198B
$78K 0.02%
528
+1
+0.2% +$148
ALLE icon
158
Allegion
ALLE
$14.8B
$77K 0.02%
620
– –
MO icon
159
Altria Group
MO
$112B
$77K 0.02%
1,543
+300
+24% +$15K
S
160
DELISTED
Sprint Corporation
S
$77K 0.02%
14,828
– –
KEY icon
161
KeyCorp
KEY
$20.8B
$76K 0.02%
3,752
– –
PMO
162
Putnam Municipal Opportunities Trust
PMO
$281M
$76K 0.02%
5,796
– –
SAP icon
163
SAP
SAP
$313B
$76K 0.02%
569
– –
CRM icon
164
Salesforce
CRM
$239B
$75K 0.02%
460
+173
+60% +$28.2K
EIX icon
165
Edison International
EIX
$21B
$75K 0.02%
1,000
– –
HE icon
166
Hawaiian Electric Industries
HE
$2.12B
$75K 0.02%
1,600
– –
NZF icon
167
Nuveen Municipal Credit Income Fund
NZF
$2.36B
$75K 0.02%
4,590
– –
TLK icon
168
Telkom Indonesia
TLK
$19.2B
$75K 0.02%
2,634
– –
DELL icon
169
Dell
DELL
$84.4B
$74K 0.02%
2,843
-407
-13% -$10.6K
VKQ icon
170
Invesco Municipal Trust
VKQ
$511M
$74K 0.02%
5,988
– –
NAD icon
171
Nuveen Quality Municipal Income Fund
NAD
$2.68B
$73K 0.02%
5,018
– –
SPEU icon
172
SPDR Portfolio Europe ETF
SPEU
$691M
$73K 0.02%
2,013
-117,982
-98% -$4.28M
LMT icon
173
Lockheed Martin
LMT
$108B
$71K 0.02%
182
+47
+35% +$18.3K
NEA icon
174
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$71K 0.02%
4,928
-780
-14% -$11.2K
EQR icon
175
Equity Residential
EQR
$25.5B
$70K 0.02%
860
– –
5 6
7
8 9