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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
151
Charter Communications
CHTR
$18.2B
$68K 0.03%
164
+3
+2% +$1.21K
QRVO icon
152
Qorvo
QRVO
$8.74B
$68K 0.03%
921
– –
CAT icon
153
Caterpillar
CAT
$387B
$67K 0.03%
527
-38
-7% -$4.83K
KEY icon
154
KeyCorp
KEY
$24.4B
$67K 0.03%
3,752
– –
SAP icon
155
SAP
SAP
$238B
$67K 0.03%
569
+9
+2% +$1.11K
RDS.A
156
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$66K 0.03%
1,125
+60
+6% +$3.56K
MU icon
157
Micron Technology
MU
$991B
$65K 0.03%
1,516
– –
ALLE icon
158
Allegion
ALLE
$14.4B
$64K 0.03%
620
– –
IWF icon
159
iShares Russell 1000 Growth ETF
IWF
$128B
$64K 0.03%
1,600
– –
VB icon
160
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$62K 0.02%
401
– –
CCB icon
161
Coastal Financial
CCB
$693M
$61K 0.02%
+4,005
New +$60.9K
EXPD icon
162
Expeditors International
EXPD
$23.2B
$61K 0.02%
819
– –
SYY icon
163
Sysco
SYY
$40.3B
$61K 0.02%
766
– –
OGS icon
164
ONE Gas
OGS
$5.04B
$59K 0.02%
618
-22
-3% -$2.01K
PPH icon
165
VanEck Pharmaceutical ETF
PPH
$938M
$57K 0.02%
1,000
– –
SPY icon
166
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$57K 0.02%
191
– –
BEN icon
167
Franklin Resources
BEN
$17.2B
$56K 0.02%
1,935
– –
PAYX icon
168
Paychex
PAYX
$42.7B
$56K 0.02%
675
– –
LUV icon
169
Southwest Airlines
LUV
$23B
$55K 0.02%
1,012
– –
VRSN icon
170
VeriSign
VRSN
$26.6B
$55K 0.02%
293
– –
AMX icon
171
America Movil
AMX
$71.2B
$53K 0.02%
3,600
– –
LMT icon
172
Lockheed Martin
LMT
$136B
$53K 0.02%
135
+2
+2% +$752
VKI icon
173
Invesco Advantage Municipal Income Trust II
VKI
$401M
$53K 0.02%
4,677
– –
HAL icon
174
Halliburton
HAL
$26.6B
$52K 0.02%
2,785
+1
+0% +$21
IQI icon
175
Invesco Quality Municipal Securities
IQI
$534M
$52K 0.02%
4,100
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.