TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+7.4%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$7.93M
Cap. Flow %
3.04%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$20.6M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$13M
4
MLPA icon
Global X MLP ETF
MLPA
$12.2M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$4.13M

Top Sells

1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$13.6M
2
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$13.5M
3
GXC icon
SPDR S&P China ETF
GXC
$11.8M
4
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$9.85M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
$4.55M

Sector Composition

1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMO icon
151
Invesco Municipal Opportunity Trust
VMO
$622M
$97K 0.04%
8,500
– –
S
152
DELISTED
Sprint Corporation
S
$97K 0.04%
14,828
– –
SLV icon
153
iShares Silver Trust
SLV
$20.1B
$96K 0.04%
6,962
– –
ITW icon
154
Illinois Tool Works
ITW
$77.6B
$94K 0.04%
669
+1
+0.1% +$141
SGEN
155
DELISTED
Seagen Inc. Common Stock
SGEN
$94K 0.04%
1,219
-918
-43% -$70.8K
CAT icon
156
Caterpillar
CAT
$198B
$91K 0.03%
598
+1
+0.2% +$152
CMG icon
157
Chipotle Mexican Grill
CMG
$55.1B
$91K 0.03%
10,000
-150
-1% -$1.37K
MU icon
158
Micron Technology
MU
$147B
$90K 0.03%
1,996
– –
BABA icon
159
Alibaba
BABA
$323B
$86K 0.03%
524
+104
+25% +$17.1K
BAX icon
160
Baxter International
BAX
$12.5B
$85K 0.03%
1,102
– –
UNH icon
161
UnitedHealth
UNH
$286B
$81K 0.03%
306
– –
XEL icon
162
Xcel Energy
XEL
$43B
$81K 0.03%
1,711
– –
ZBH icon
163
Zimmer Biomet
ZBH
$20.9B
$81K 0.03%
630
– –
XLK icon
164
Technology Select Sector SPDR Fund
XLK
$84.1B
$80K 0.03%
1,066
– –
DD icon
165
DuPont de Nemours
DD
$32.6B
$78K 0.03%
604
– –
AXP icon
166
American Express
AXP
$227B
$77K 0.03%
719
– –
BSCL
167
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$77K 0.03%
3,735
-1,065
-22% -$22K
WELL icon
168
Welltower
WELL
$112B
$76K 0.03%
1,184
+100
+9% +$6.42K
KEY icon
169
KeyCorp
KEY
$20.8B
$75K 0.03%
3,752
– –
MKC icon
170
McCormick & Company Non-Voting
MKC
$19B
$73K 0.03%
1,108
+50
+5% +$3.29K
RDS.A
171
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$73K 0.03%
1,065
– –
AAL icon
172
American Airlines Group
AAL
$8.63B
$72K 0.03%
1,742
– –
SLB icon
173
Schlumberger
SLB
$53.4B
$72K 0.03%
1,183
-314
-21% -$19.1K
LUV icon
174
Southwest Airlines
LUV
$16.5B
$71K 0.03%
1,130
– –
QRVO icon
175
Qorvo
QRVO
$8.61B
$71K 0.03%
921
– –
5 6
7
8 9