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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
151
Invesco Municipal Opportunity Trust
VMO
$663M
$97K 0.04%
8,500
– –
S
152
DELISTED
Sprint Corporation
S
$97K 0.04%
14,828
– –
SLV icon
153
iShares Silver Trust
SLV
$30.7B
$96K 0.04%
6,962
– –
ITW icon
154
Illinois Tool Works
ITW
$85.3B
$94K 0.04%
669
+1
+0.1% +$141
SGEN
155
DELISTED
Seagen Inc. Common Stock
SGEN
$94K 0.04%
1,219
-918
-43% -$67.6K
CAT icon
156
Caterpillar
CAT
$387B
$91K 0.03%
598
+1
+0.2% +$141
CMG icon
157
Chipotle Mexican Grill
CMG
$41.5B
$91K 0.03%
10,000
-150
-1% -$1.43K
MU icon
158
Micron Technology
MU
$991B
$90K 0.03%
1,996
– –
BABA icon
159
Alibaba
BABA
$308B
$86K 0.03%
524
+104
+25% +$18.4K
BAX icon
160
Baxter International
BAX
$14.2B
$85K 0.03%
1,102
– –
UNH icon
161
UnitedHealth
UNH
$370B
$81K 0.03%
306
– –
XEL icon
162
Xcel Energy
XEL
$48.8B
$81K 0.03%
1,711
– –
ZBH icon
163
Zimmer Biomet
ZBH
$18.4B
$81K 0.03%
630
– –
XLK icon
164
State Street Technology Select Sector SPDR ETF
XLK
$124B
$80K 0.03%
2,132
– –
DD icon
165
DuPont de Nemours
DD
$19.2B
$78K 0.03%
481
– –
AXP icon
166
American Express
AXP
$230B
$77K 0.03%
719
– –
BSCL
167
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$77K 0.03%
3,735
-1,065
-22% -$22.1K
WELL icon
168
Welltower
WELL
$171B
$76K 0.03%
1,184
+100
+9% +$6.46K
KEY icon
169
KeyCorp
KEY
$24.4B
$75K 0.03%
3,752
– –
MKC icon
170
McCormick & Company Non-Voting
MKC
$14.2B
$73K 0.03%
1,108
+50
+5% +$3.08K
RDS.A
171
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$73K 0.03%
1,065
– –
AAL icon
172
American Airlines Group
AAL
$10.6B
$72K 0.03%
1,742
– –
SLB icon
173
SLB Ltd
SLB
$75B
$72K 0.03%
1,183
-314
-21% -$20.2K
LUV icon
174
Southwest Airlines
LUV
$23B
$71K 0.03%
1,130
– –
QRVO icon
175
Qorvo
QRVO
$8.74B
$71K 0.03%
921
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.