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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$223M
AUM Growth
+$18.1M
Cap. Flow
+$16.8M
Cap. Flow %
7.55%
Top 10 Hldgs %
56.22%
Holding
780
New
45
Increased
94
Reduced
101
Closed
118

Top Buys

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12.5M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$12.1M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.4M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$11.4M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$9.39M

Top Sells

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$15.7M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$12.3M
3
EWP icon
iShares MSCI Spain ETF
EWP
+$12.3M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$8.46M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.97M

Sector Composition

Rank Sector Weight
1 Technology 19.32%
2 Industrials 5.94%
3 Consumer Discretionary 4.1%
4 Healthcare 2.74%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESV
151
DELISTED
Ensco Rowan plc
ESV
$94K 0.04%
5,325
-29
-0.5% -$640
D icon
152
Dominion Energy
D
$59.3B
$92K 0.04%
1,360
+16
+1% +$1.18K
AAL icon
153
American Airlines Group
AAL
$10.6B
$91K 0.04%
1,742
– –
ADP icon
154
Automatic Data Processing
ADP
$108B
$91K 0.04%
800
– –
CSX icon
155
CSX Corp
CSX
$93.1B
$91K 0.04%
4,908
+6
+0.1% +$112
KO icon
156
Coca-Cola
KO
$375B
$84K 0.04%
1,943
– –
DELL icon
157
Dell
DELL
$293B
$82K 0.04%
3,977
-356
-8% -$7.67K
MCK icon
158
McKesson
MCK
$101B
$80K 0.04%
571
– –
XEL icon
159
Xcel Energy
XEL
$48.8B
$78K 0.04%
1,711
– –
CAT icon
160
Caterpillar
CAT
$387B
$77K 0.03%
520
– –
VWO icon
161
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$76K 0.03%
1,618
+1,259
+351% +$60.4K
EIX icon
162
Edison International
EIX
$26.4B
$73K 0.03%
1,150
-50
-4% -$3.08K
KEY icon
163
KeyCorp
KEY
$24.4B
$73K 0.03%
3,752
-70
-2% -$1.47K
QCOM icon
164
Qualcomm
QCOM
$176B
$73K 0.03%
1,313
-33
-2% -$2.1K
BAX icon
165
Baxter International
BAX
$14.2B
$72K 0.03%
1,102
+1
+0.1% +$68
S
166
DELISTED
Sprint Corporation
S
$72K 0.03%
14,828
-149
-1% -$796
TLK icon
167
Telkom Indonesia
TLK
$14.9B
$70K 0.03%
2,634
– –
BAF
168
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-5,000
Closed -$70.9K
AMX icon
169
America Movil
AMX
$71.2B
$69K 0.03%
3,600
– –
BABA icon
170
Alibaba
BABA
$308B
$68K 0.03%
370
-209
-36% -$39.4K
EXPD icon
171
Expeditors International
EXPD
$23.2B
$68K 0.03%
1,074
– –
PMO
172
Franklin Municipal Opportunities Trust
PMO
$285M
– –
-5,796
Closed -$69.2K
PPH icon
173
VanEck Pharmaceutical ETF
PPH
$938M
$68K 0.03%
1,200
– –
RDS.A
174
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$68K 0.03%
1,065
– –
AXP icon
175
American Express
AXP
$230B
$67K 0.03%
718
+300
+72% +$29.1K
5 6
7
8 9

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Tradewinds Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Tradewinds Capital Management held 780 positions worth $223M, up 8.8% from $205M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management deployed $16.8M of net new capital in Q1 2018, opening 45 new positions and adding to 94 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio Europe ETF, an estimated $15.7M trimmed.

  • Tradewinds Capital Management's largest Q1 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Financials ETF in Q1 2018, an estimated $12.5M increase.
  • Tradewinds Capital Management's biggest Q1 2018 reduction was State Street SPDR Portfolio Europe ETF, cutting an estimated $15.7M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q1 2018, selling an estimated $801K.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $223M portfolio in Q1 2018.
  • Tradewinds Capital Management opened 45 new positions and closed 118 in Q1 2018.
  • Tradewinds Capital Management's portfolio value rose 8.8% quarter-over-quarter to $223M.

Based on Tradewinds Capital Management's 13F filing for Q1 2018, filed 2 May 2018.