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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
151
iShares Silver Trust
SLV
$29.8B
$118K 0.1%
6,196
– –
F icon
152
Ford
F
$55B
$116K 0.1%
7,454
+104
+1% +$1.61K
POT
153
DELISTED
Potash Corp Of Saskatchewan
POT
$115K 0.09%
3,188
+3,164
+13,183% +$106K
DD
154
DELISTED
Du Pont De Nemours E I
DD
$114K 0.09%
1,784
– –
SWK icon
155
Stanley Black & Decker
SWK
$15.3B
$108K 0.09%
1,325
– –
CAH icon
156
Cardinal Health
CAH
$55.7B
$105K 0.09%
1,499
– –
QQQ icon
157
Invesco QQQ Trust
QQQ
$479B
$102K 0.08%
1,165
– –
SRE icon
158
Sempra
SRE
$55.1B
$102K 0.08%
2,110
– –
UNP icon
159
Union Pacific
UNP
$175B
$101K 0.08%
1,080
– –
IBME
160
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$100K 0.08%
+3,726
New +$99.9K
IBCB
161
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$100K 0.08%
+1,000
New +$99.9K
LOW icon
162
Lowe's Companies
LOW
$122B
$97K 0.08%
1,978
-800
-29% -$38.6K
BHI
163
DELISTED
Baker Hughes
BHI
$97K 0.08%
1,496
+2
+0.1% +$118
WBA
164
DELISTED
Walgreens Boots Alliance
WBA
$95K 0.08%
1,433
– –
QCOM icon
165
Qualcomm
QCOM
$168B
$94K 0.08%
1,187
-84
-7% -$6.33K
NFG icon
166
National Fuel Gas
NFG
$7.66B
$91K 0.07%
+1,302
New +$95.3K
HSBC icon
167
HSBC
HSBC
$352B
$88K 0.07%
2,018
– –
CLX icon
168
Clorox
CLX
$12.8B
$85K 0.07%
970
– –
EQNR icon
169
Equinor
EQNR
$93.7B
$85K 0.07%
2,996
+950
+46% +$24.5K
ESL
170
DELISTED
Esterline Technologies
ESL
$85K 0.07%
800
– –
CAT icon
171
Caterpillar
CAT
$395B
$84K 0.07%
843
-550
-39% -$51.9K
AFL icon
172
Aflac
AFL
$64.5B
$83K 0.07%
2,646
+2
+0.1% +$64
D icon
173
Dominion Energy
D
$58.8B
$83K 0.07%
1,171
+10
+0.9% +$683
LUV icon
174
Southwest Airlines
LUV
$23B
$83K 0.07%
3,502
– –
SCHC icon
175
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$83K 0.07%
2,529
+37
+1% +$1.19K
5 6
7
8 9

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.