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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.86%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$245M
AUM Growth
-$27.9M
Cap. Flow
-$38.3M
Cap. Flow %
-15.63%
Top 10 Hldgs %
64.76%
Holding
654
New
34
Increased
75
Reduced
93
Closed
36

Top Buys

Rank Stock Value
1
EWA icon
iShares MSCI Australia ETF
EWA
+$14.3M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$14.2M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$13.6M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$13M
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$7.83M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.8M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$13.1M
3
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.8M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.7M
5
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$11.7M

Sector Composition

Rank Sector Weight
1 Technology 22.1%
2 Industrials 5.46%
3 Consumer Discretionary 4.33%
4 Financials 2.33%
5 Healthcare 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
126
PayPal
PYPL
$49.6B
$88K 0.04%
769
-50
-6% -$5.54K
KO icon
127
Coca-Cola
KO
$374B
$87K 0.04%
1,705
– –
XLK icon
128
State Street Technology Select Sector SPDR ETF
XLK
$122B
$83K 0.03%
2,132
– –
BAX icon
129
Baxter International
BAX
$14.1B
$82K 0.03%
1,000
– –
MKC icon
130
McCormick & Company Non-Voting
MKC
$14.1B
$82K 0.03%
1,058
– –
NEA icon
131
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$79K 0.03%
5,708
-103,731
-95% -$1.39M
WY icon
132
Weyerhaeuser
WY
$18.6B
$78K 0.03%
2,957
-2,950
-50% -$75K
CAT icon
133
Caterpillar
CAT
$401B
$77K 0.03%
565
-84
-13% -$11.1K
SAP icon
134
SAP
SAP
$228B
$77K 0.03%
560
– –
TLK icon
135
Telkom Indonesia
TLK
$14.6B
$77K 0.03%
2,634
– –
VKQ icon
136
Invesco Municipal Trust
VKQ
$544M
$74K 0.03%
5,988
-101,554
-94% -$1.23M
PMO
137
Franklin Municipal Opportunities Trust
PMO
$281M
– –
-5,796
Closed -$72K
MO icon
138
Altria Group
MO
$114B
$72K 0.03%
1,529
+1
+0.1% +$52
NZF icon
139
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-46,681
Closed -$724K
ZBH icon
140
Zimmer Biomet
ZBH
$19B
$72K 0.03%
631
– –
EMR icon
141
Emerson Electric
EMR
$90.6B
$70K 0.03%
1,055
-225
-18% -$15.1K
HE icon
142
Hawaiian Electric Industries
HE
$2.17B
$70K 0.03%
1,600
– –
KR icon
143
Kroger
KR
$34.7B
$70K 0.03%
3,240
+7
+0.2% +$170
NAD icon
144
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$70K 0.03%
5,018
-136,729
-96% -$1.87M
ALLE icon
145
Allegion
ALLE
$14.3B
$69K 0.03%
620
-9
-1% -$900
QCOM icon
146
Qualcomm
QCOM
$165B
$69K 0.03%
913
– –
UNH icon
147
UnitedHealth
UNH
$375B
$69K 0.03%
283
– –
RDS.A
148
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$69K 0.03%
1,065
– –
BEN icon
149
Franklin Resources
BEN
$17.7B
$67K 0.03%
1,935
– –
BMY icon
150
Bristol-Myers Squibb
BMY
$130B
$67K 0.03%
1,487
– –
4 5
6
7 8

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Tradewinds Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Tradewinds Capital Management held 654 positions worth $245M, down 10% from $273M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management withdrew a net $38.3M in Q2 2019, closing 36 positions and reducing 93 holdings. Its most notable exit was Invesco Trust Investment Grade Municipals, an estimated $1.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 18% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in iShares MSCI Australia ETF worth $14.8M.

  • Tradewinds Capital Management's largest Q2 2019 buy was iShares MSCI Australia ETF: 654,891 shares worth $14.8M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2019, an estimated $13.6M increase.
  • Tradewinds Capital Management's biggest Q2 2019 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $28.8M.
  • Tradewinds Capital Management fully exited Invesco Trust Investment Grade Municipals in Q2 2019, selling an estimated $1.44M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $245M portfolio in Q2 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 36 in Q2 2019.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $245M.

Based on Tradewinds Capital Management's 13F filing for Q2 2019, filed 8 Aug 2019.