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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
(-22%)
Cap. Flow
-$22.3M
Cap. Flow
% of AUM
-10.95%
Top 10 Holdings %
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$12.3M |
| 2 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$12.3M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$11.3M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$5.02M |
| 5 |
Banner Corp
BANR
|
+$1.17M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$20.3M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$12.6M |
| 3 |
Global X MLP ETF
MLPA
|
+$11.1M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$7.94M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.49% |
| 2 | Industrials | 5.7% |
| 3 | Consumer Discretionary | 4.47% |
| 4 | Healthcare | 2.69% |
| 5 | Financials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Texas Instruments
TXN
$261B
| $107K | 0.05% |
1,132
-244
| -18% | -$23.6K |
|
127
Alaska Air
ALK
$5.58B
| $104K | 0.05% |
1,715
| – | – |
|
128
Kroger
KR
$34.8B
| $103K | 0.05% |
3,754
-2,122
| -36% | -$61.6K |
|
|
SCHV
129
Schwab US Large-Cap Value ETF
SCHV
$16.1B
| $102K | 0.05% |
6,180
+57
| +0.9% | +$1.01K |
|
130
Dominion Energy
D
$59.3B
| $101K | 0.05% |
1,409
+16
| +1% | +$1.17K |
|
131
Qualcomm
QCOM
$176B
| $101K | 0.05% |
1,768
-225
| -11% | -$13.7K |
|
132
Philip Morris
PM
$295B
| $98K | 0.05% |
1,473
-175
| -11% | -$14.6K |
|
133
iShares Silver Trust
SLV
$30.7B
| $97K | 0.05% |
6,712
-250
| -4% | -$3.42K |
|
134
CSX Corp
CSX
$93.1B
| $96K | 0.05% |
4,623
+6
| +0.1% | +$138 |
|
|
JHMU
135
DELISTED
John Hancock Multifactor Utilities ETF
JHMU
| $95K | 0.05% |
+3,360
| New | +$98.2K |
|
|
RTN
136
DELISTED
Raytheon Company
RTN
| $92K | 0.05% |
600
-723
| -55% | -$129K |
|
137
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $91K | 0.04% |
+1,093
| New | +$90.1K |
|
138
Allstate
ALL
$67.5B
| $86K | 0.04% |
1,045
-311
| -23% | -$27.9K |
|
139
Chipotle Mexican Grill
CMG
$41.5B
| $86K | 0.04% |
10,000
| – | – |
|
140
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
| $86K | 0.04% |
+5,220
| New | +$95.6K |
|
|
S
141
DELISTED
Sprint Corporation
S
| $86K | 0.04% |
14,828
| – | – |
|
142
Illinois Tool Works
ITW
$85.3B
| $85K | 0.04% |
670
+1
| +0.1% | +$132 |
|
143
Xcel Energy
XEL
$48.8B
| $84K | 0.04% |
1,711
| – | – |
|
144
Tyson Foods
TSN
$20.4B
| $83K | 0.04% |
1,550
-380
| -20% | -$22.3K |
|
145
Caterpillar
CAT
$387B
| $82K | 0.04% |
648
+50
| +8% | +$6.5K |
|
146
Coca-Cola
KO
$375B
| $81K | 0.04% |
1,705
-559
| -25% | -$26.8K |
|
147
Emerson Electric
EMR
$88.3B
| $76K | 0.04% |
1,280
-136
| -10% | -$9.17K |
|
148
Halliburton
HAL
$26.6B
| $76K | 0.04% |
2,847
+1
| +0% | +$34 |
|
|
ESV
149
DELISTED
Ensco Rowan plc
ESV
| $76K | 0.04% |
5,325
| – | – |
|
150
McCormick & Company Non-Voting
MKC
$14.2B
| $74K | 0.04% |
1,058
-50
| -5% | -$3.59K |
|
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Tradewinds Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.
Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.
- Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
- Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
- Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
- Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
- Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
- Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.
Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.