We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow %
97.16%
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$23.6M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$8.67M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.51M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$3.17M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.78M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 27.7%
2 Industrials 7.98%
3 Healthcare 5.49%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
126
BP
BP
$109B
$149K 0.12%
+3,743
New +$139K
KO icon
127
Coca-Cola
KO
$374B
$149K 0.12%
+3,605
New +$142K
EIM
128
Eaton Vance Municipal Bond Fund
EIM
$495M
$141K 0.12%
+12,500
New +$140K
HPQ icon
129
HP
HPQ
$25.8B
$138K 0.11%
+10,882
New +$125K
LOW icon
130
Lowe's Companies
LOW
$122B
$138K 0.11%
+2,778
New +$135K
FDX icon
131
FedEx
FDX
$74.7B
$137K 0.11%
+950
New +$126K
RIO icon
132
Rio Tinto
RIO
$162B
$129K 0.11%
+2,288
New +$119K
TLK icon
133
Telkom Indonesia
TLK
$14.8B
$129K 0.11%
+7,214
New +$136K
CAB
134
DELISTED
Cabela's Inc
CAB
$129K 0.11%
+1,937
New +$120K
CAT icon
135
Caterpillar
CAT
$395B
$127K 0.1%
+1,393
New +$119K
GLW icon
136
Corning
GLW
$135B
$127K 0.1%
+7,147
New +$118K
PPH icon
137
VanEck Pharmaceutical ETF
PPH
$934M
$127K 0.1%
+2,400
New +$122K
NPM
138
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$125K 0.1%
+9,930
New +$125K
EIA
139
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$123K 0.1%
+11,500
New +$125K
JPM icon
140
JPMorgan Chase
JPM
$947B
$121K 0.1%
+2,072
New +$114K
AKP
141
DELISTED
Alliance Californa Muni Fd
AKP
$121K 0.1%
+10,000
New +$121K
CCA
142
DELISTED
MFS California Municipal Fund
CCA
$120K 0.1%
+12,000
New +$120K
PANW icon
143
Palo Alto Networks
PANW
$293B
$118K 0.1%
+12,360
New +$98K
TMO icon
144
Thermo Fisher Scientific
TMO
$214B
$118K 0.1%
+1,063
New +$106K
SLV icon
145
iShares Silver Trust
SLV
$29.8B
$116K 0.09%
+6,196
New +$124K
UAL icon
146
United Airlines
UAL
$41.9B
$115K 0.09%
+3,050
New +$107K
BIE
147
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$115K 0.09%
+8,565
New +$114K
F icon
148
Ford
F
$55B
$113K 0.09%
+7,350
New +$123K
DD
149
DELISTED
Du Pont De Nemours E I
DD
$110K 0.09%
+1,784
New +$103K
BAX icon
150
Baxter International
BAX
$14B
$109K 0.09%
+2,896
New +$105K
4 5
6
7 8

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.

Its largest position is Microsoft: 648,626 shares worth $24.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
  • Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.

Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.