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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
751
Workday
WDAY
$42.3B
$0 ﹤0.01%
+4
New +$427
Z icon
752
Zillow
Z
$8.3B
$0 ﹤0.01%
+8
New +$329
LGF.B
753
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$0 ﹤0.01%
9
– –
VRTV
754
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
3
– –
NVCN
755
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
SIOX
756
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
+2
New +$90
NTUS
757
DELISTED
Natus Medical Inc
NTUS
$0 ﹤0.01%
+12
New +$479
NXR
758
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-1,438
Closed -$22K
SQBG
759
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
– –
TIF
760
DELISTED
Tiffany & Co.
TIF
– –
-26
Closed -$2K
HCR
761
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-112
Closed -$1K
CHK
762
DELISTED
Chesapeake Energy Corporation
CHK
– –
-3
Closed -$2K
SDRL
763
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
8
-21
-72% -$1.67K
PEGI
764
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$0 ﹤0.01%
+20
New +$450
NVLN
765
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
10
– –
TRNX
766
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
0
– –
LEXEA
767
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$0 ﹤0.01%
4
– –
SN
768
DELISTED
Sanchez Energy Corporation
SN
– –
-100
Closed –
ZOES
769
DELISTED
Zoe's Kitchen, Inc.
ZOES
$0 ﹤0.01%
+23
New +$322
YAO
770
DELISTED
Invesco China All-Cap ETF
YAO
– –
-2,000
Closed -$67K
CHUBA
771
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
1
– –
CHUBK
772
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
2
– –
CBI
773
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-100
Closed -$2K
LVNTA
774
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
6
– –
OME
775
DELISTED
Omega Protein
OME
– –
-50
Closed -$1K
28 29 30
31
32

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.