TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+5.33%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$652K
Cap. Flow %
-0.32%
Top 10 Hldgs %
56.5%
Holding
796
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

1
EWP icon
iShares MSCI Spain ETF
EWP
$12M
2
SPEU icon
SPDR Portfolio Europe ETF
SPEU
$5.56M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$4.02M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
$3.89M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$2.79M

Top Sells

1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$12M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
$4.21M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$2.55M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
$947K

Sector Composition

1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGSB icon
726
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
– –
-38
Closed -$2K
IHE icon
727
iShares US Pharmaceuticals ETF
IHE
$583M
– –
-72
Closed -$4K
IPWR icon
728
Ideal Power
IPWR
$44.2M
– –
-50
Closed -$1K
IRBT icon
729
iRobot
IRBT
$104M
$0 ﹤0.01%
+3
New –
JD icon
730
JD.com
JD
$46.6B
$0 ﹤0.01%
+3
New –
KKR icon
731
KKR & Co
KKR
$124B
– –
-1,300
Closed -$26K
LHX icon
732
L3Harris
LHX
$51.2B
$0 ﹤0.01%
3
– –
MASI icon
733
Masimo
MASI
$8.08B
$0 ﹤0.01%
+4
New –
MFC icon
734
Manulife Financial
MFC
$52.2B
– –
-81
Closed -$2K
MLPA icon
735
Global X MLP ETF
MLPA
$1.81B
– –
-51
Closed -$3K
MTH icon
736
Meritage Homes
MTH
$5.84B
$0 ﹤0.01%
+10
New –
NG icon
737
NovaGold Resources
NG
$2.74B
– –
0
– –
PCY icon
738
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.24B
– –
-168
Closed -$5K
PHB icon
739
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$354M
– –
-574
Closed -$11K
PLUG icon
740
Plug Power
PLUG
$1.66B
$0 ﹤0.01%
+80
New –
PRTA icon
741
Prothena Corp
PRTA
$457M
$0 ﹤0.01%
2
-5
-71% –
RSPN icon
742
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$687M
$0 ﹤0.01%
5
-36,530
-100% –
RY icon
743
Royal Bank of Canada
RY
$204B
– –
-215
Closed -$17K
SHM icon
744
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.45B
– –
-3
Closed –
SLYG icon
745
SPDR S&P 600 Small Cap Growth ETF
SLYG
$3.56B
– –
-16
Closed -$1K
SPIB icon
746
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.8B
$0 ﹤0.01%
+12
New –
UAA icon
747
Under Armour
UAA
$2.19B
– –
-3,500
Closed -$58K
USCI icon
748
US Commodity Index
USCI
$260M
– –
-46
Closed -$2K
VANI icon
749
Vivani Medical
VANI
$75.8M
– –
-63
Closed -$2K
VHC icon
750
VirnetX
VHC
$82.3M
$0 ﹤0.01%
5
– –
28 29
30
31 32