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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFLN
726
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
– –
-574
Closed -$11K
PLUG icon
727
Plug Power
PLUG
$2.9B
$0 ﹤0.01%
+80
New +$205
PRTA icon
728
Prothena Corp
PRTA
$436M
$0 ﹤0.01%
2
-5
-71% -$255
RSPN icon
729
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.12B
$0 ﹤0.01%
5
-36,530
-100% -$843K
RY icon
730
Royal Bank of Canada
RY
$292B
– –
-215
Closed -$17K
SHM icon
731
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-3
Closed –
SLYG icon
732
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
– –
-16
Closed -$1K
SPIB icon
733
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$0 ﹤0.01%
+12
New +$412
STE icon
734
Steris
STE
$22.7B
$0 ﹤0.01%
3
– –
STT icon
735
State Street
STT
$50.5B
– –
-1,000
Closed -$27K
TDC icon
736
Teradata
TDC
$3.02B
$0 ﹤0.01%
12
– –
TGNA
737
DELISTED
TEGNA Inc
TGNA
– –
-300
Closed -$4K
TLT icon
738
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
– –
-4
Closed –
TR icon
739
Tootsie Roll Industries
TR
$2.96B
$0 ﹤0.01%
13
– –
TRI icon
740
Thomson Reuters
TRI
$44.4B
– –
-129
Closed -$7K
UA icon
741
Under Armour Class C
UA
$2.83B
$0 ﹤0.01%
+34
New +$445
UAA icon
742
Under Armour
UAA
$2.89B
– –
-3,500
Closed -$58K
USCI icon
743
US Commodity Index
USCI
$362M
– –
-46
Closed -$2K
VANI icon
744
Vivani Medical
VANI
$115M
– –
-63
Closed -$2K
VHC icon
745
VirnetX Holding Corp
VHC
$56.8M
$0 ﹤0.01%
5
– –
VRTX icon
746
Vertex Pharmaceuticals
VRTX
$119B
– –
-81
Closed -$12K
VTI icon
747
Vanguard Morningstar Total Stock Market ETF
VTI
$670B
– –
-13
Closed -$2K
VVX icon
748
V2X
VVX
$2.7B
$0 ﹤0.01%
1
– –
VYM icon
749
Vanguard High Dividend Yield ETF
VYM
$81.4B
– –
-775
Closed -$63K
VYX icon
750
NCR Voyix
VYX
$1.19B
$0 ﹤0.01%
20
– –
28 29
30
31 32

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.