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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
51
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$173K 0.06%
5,343
– –
CCB icon
52
Coastal Financial
CCB
$693M
$172K 0.06%
4,005
– –
RTX icon
53
RTX Corp
RTX
$301B
$162K 0.06%
2,245
+34
+2% +$2.91K
LLY icon
54
Eli Lilly
LLY
$1.06T
$161K 0.06%
300
– –
DUK icon
55
Duke Energy
DUK
$97.3B
$160K 0.05%
1,809
-2
-0.1% -$183
CSCO icon
56
Cisco
CSCO
$479B
$157K 0.05%
2,919
– –
JPM icon
57
JPMorgan Chase
JPM
$950B
$155K 0.05%
1,072
+3
+0.3% +$450
GOOGL icon
58
Alphabet (Google) Class A
GOOGL
$4.33T
$145K 0.05%
1,110
– –
MDYV icon
59
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$138K 0.05%
2,135
+10
+0.5% +$686
RSPD icon
60
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$137K 0.05%
3,245
+8
+0.2% +$361
OKE icon
61
Oneok
OKE
$54.5B
$134K 0.05%
2,119
+82
+4% +$5.35K
NUE icon
62
Nucor
NUE
$62.1B
$130K 0.04%
830
-25
-3% -$4.14K
ALK icon
63
Alaska Air
ALK
$5.58B
$120K 0.04%
3,239
+1,639
+102% +$74.2K
UNH icon
64
UnitedHealth
UNH
$370B
$120K 0.04%
238
– –
SCHO icon
65
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$115K 0.04%
4,792
-3,276
-41% -$78.5K
CAT icon
66
Caterpillar
CAT
$387B
$115K 0.04%
420
+2
+0.5% +$543
RSPN icon
67
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$111K 0.04%
2,904
+9
+0.3% +$364
CVX icon
68
Chevron
CVX
$366B
$111K 0.04%
657
+1
+0.2% +$162
VTI icon
69
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$108K 0.04%
507
– –
WM icon
70
Waste Management
WM
$91B
$107K 0.04%
701
– –
INDA icon
71
iShares MSCI India ETF
INDA
$6.63B
$102K 0.04%
2,313
– –
ONEQ icon
72
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$102K 0.03%
1,961
– –
V icon
73
Visa
V
$677B
$99.4K 0.03%
432
– –
CPK icon
74
Chesapeake Utilities
CPK
$3.21B
$96.2K 0.03%
984
-41
-4% -$4.64K
DECK icon
75
Deckers Outdoor
DECK
$13.3B
$96.1K 0.03%
+1,122
New +$100K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.