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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQBG
701
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
– –
AXAS
702
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-6
Closed –
LM
703
DELISTED
Legg Mason, Inc.
LM
– –
-20
Closed -$1K
NVLN
704
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
10
– –
OAK
705
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-72
Closed -$3K
TRNX
706
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
0
– –
DATA
707
DELISTED
Tableau Software, Inc.
DATA
– –
-490
Closed -$30K
LEXEA
708
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$0 ﹤0.01%
4
– –
SN
709
DELISTED
Sanchez Energy Corporation
SN
$0 ﹤0.01%
100
– –
CHUBA
710
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
1
– –
CHUBK
711
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
2
– –
LVNTA
712
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
6
– –
AGU
713
DELISTED
Agrium
AGU
– –
-75
Closed -$7K
DD
714
DELISTED
Du Pont De Nemours E I
DD
– –
-1,192
Closed -$96K
WFM
715
DELISTED
Whole Foods Market Inc
WFM
– –
-323
Closed -$14K
SPNC
716
DELISTED
Spectranetics Corp
SPNC
– –
-396
Closed -$15K
RAI
717
DELISTED
Reynolds American Inc
RAI
– –
-1,156
Closed -$75K
BHI
718
DELISTED
Baker Hughes
BHI
– –
-620
Closed -$34K
XCO
719
DELISTED
Exco Resources
XCO
– –
-1,357
Closed -$4K
AWH
720
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-162
Closed -$9K
ATVI
721
DELISTED
Activision Blizzard
ATVI
– –
-200
Closed -$12K
WLL
722
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
FTR
723
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
+36
New +$506
ARLZ
724
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$0 ﹤0.01%
6
– –
SSRI
725
DELISTED
Silver Standard Resources
SSRI
– –
-90
Closed -$1K
26 27 28
29
30

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.