We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
701
Schwab US Broad Market ETF
SCHB
$43.2B
– –
-2,592
Closed -$25K
SCHC icon
702
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
$0 ﹤0.01%
2
-73
-97% -$2.39K
SCHR
703
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-34
Closed -$1K
SFBC
704
Sound Financial Bancorp
SFBC
$112M
– –
-1,000
Closed -$32K
SHM icon
705
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$0 ﹤0.01%
3
– –
SHV icon
706
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-671
Closed -$74K
SOXS icon
707
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.93B
– –
0
– -$2K
STE icon
708
Steris
STE
$22.3B
$0 ﹤0.01%
3
– –
STT icon
709
State Street
STT
$50.6B
– –
-33
Closed -$3K
SYNA icon
710
Synaptics
SYNA
$4.19B
– –
-14
Closed -$1K
TR icon
711
Tootsie Roll Industries
TR
$2.93B
$0 ﹤0.01%
13
– –
TRGP icon
712
Targa Resources
TRGP
$58B
– –
-51
Closed -$3K
TROW icon
713
T. Rowe Price
TROW
$23.9B
– –
-61
Closed -$4K
UNG icon
714
United States Natural Gas Fund
UNG
$456M
– –
-31
Closed -$4K
URA icon
715
Global X Uranium ETF
URA
$5.42B
– –
-100
Closed -$2K
URI icon
716
United Rentals
URI
$67.2B
– –
-90
Closed -$11K
VFH icon
717
Vanguard Financials ETF
VFH
$13.5B
– –
-100
Closed -$6K
VHC icon
718
VirnetX Holding Corp
VHC
$54.4M
$0 ﹤0.01%
5
– –
VIRT icon
719
Virtu Financial
VIRT
$5.11B
– –
-50
Closed -$1K
VPU
720
Vanguard Utilities ETF
VPU
$8.46B
– –
-76
Closed -$9K
VVX icon
721
V2X
VVX
$2.83B
$0 ﹤0.01%
1
– –
X
722
DELISTED
US Steel
X
– –
-170
Closed -$6K
XLRE icon
723
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$0 ﹤0.01%
2
– –
YCS icon
724
ProShares UltraShort Yen
YCS
$29.9M
– –
-140
Closed -$3K
ZG icon
725
Zillow
ZG
$7.94B
– –
-2,300
Closed -$78K
27 28
29
30 31

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
GWAG
Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AC
Addison Capital Conshohocken, Pennsylvania $562M AUM 18.57% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return

Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.