TCM

Tradewinds Capital Management Portfolio holdings

AUM $474M
1-Year Est. Return 31.85%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+31.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
764
New
Increased
Reduced
Closed

Top Buys

1
+$789K
2
+$341K
3
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

1
+$5.9M
2
+$1.8M
3
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
– –
-433
702
– –
-349
703
– –
-26
704
– –
-300
705
– –
-50
706
– –
-87
707
– –
-50
708
$0 ﹤0.01%
4
709
– –
-400
710
$0 ﹤0.01%
40
711
– –
-10
712
– –
-300
713
– –
-358
714
$0 ﹤0.01%
2
715
– –
-101
716
– –
-150
717
– –
-1
718
– –
-266
719
– –
-700
720
$0 ﹤0.01%
32
721
– –
-250
722
– –
-50
723
– –
-50
724
– –
-1,012
725
– –
-968
27 28
29
30 31