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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EP.PRC icon
676
El Paso Energy Capital Trust I
EP.PRC
$222M
– –
-200
Closed -$9K
FLR icon
677
Fluor
FLR
$7.43B
$0 ﹤0.01%
28
– –
FTEC icon
678
Fidelity MSCI Information Technology Index ETF
FTEC
$21.2B
– –
-1
Closed –
GRPN icon
679
Groupon
GRPN
$946M
$0 ﹤0.01%
10
– –
GTX icon
680
Garrett Motion
GTX
$5.48B
– –
-1,057
Closed -$6K
HYG icon
681
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
-16
Closed -$1K
IUSB icon
682
iShares Core Universal USD Bond ETF
IUSB
$43.2B
– –
-55
Closed -$3K
KEYS icon
683
Keysight
KEYS
$58.2B
$0 ﹤0.01%
1
– –
KTB icon
684
Kontoor Brands
KTB
$4.23B
$0 ﹤0.01%
9
– –
LYV icon
685
Live Nation Entertainment
LYV
$42.8B
– –
-10
Closed –
M icon
686
Macy's
M
$6.7B
$0 ﹤0.01%
36
– –
MBB icon
687
iShares MBS ETF
MBB
$39B
– –
-37,950
Closed -$4.2M
MDYG icon
688
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$0 ﹤0.01%
8
– –
MHF
689
Western Asset Municipal High Income Fund
MHF
$154M
– –
-967
Closed -$7K
MJ icon
690
Amplify Alternative Harvest ETF
MJ
$104M
$0 ﹤0.01%
2
– –
NCV
691
Virtus Convertible & Income Fund
NCV
$390M
$0 ﹤0.01%
5
– –
NGD
692
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
126
– –
NTLA icon
693
Intellia Therapeutics
NTLA
$1.69B
– –
-100
Closed -$2K
OGI
694
Organigram Holdings
OGI
$142M
$0 ﹤0.01%
77
– –
ORLY icon
695
O'Reilly Automotive
ORLY
$75.1B
– –
-525
Closed -$15K
OVV icon
696
Ovintiv
OVV
$17.5B
$0 ﹤0.01%
34
-1,000
-97% -$10.3K
PPBI
697
DELISTED
Pacific Premier Bancorp
PPBI
$0 ﹤0.01%
17
– –
RACE icon
698
Ferrari
RACE
$71.5B
– –
-6
Closed -$1K
RIG icon
699
Transocean
RIG
$6.32B
$0 ﹤0.01%
205
– –
SCI icon
700
Service Corp International
SCI
$11.4B
– –
-50
Closed -$2K
26 27
28
29 30

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.