We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
676
Snap-on
SNA
$21.5B
– –
-120
Closed -$22K
SNAP icon
677
Snap
SNAP
$9.01B
$0 ﹤0.01%
70
– –
SPEU icon
678
State Street SPDR Portfolio Europe ETF
SPEU
$745M
– –
-111
Closed -$4K
SPSM icon
679
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
– –
-6
Closed –
STE icon
680
Steris
STE
$23.1B
$0 ﹤0.01%
3
– –
TER icon
681
Teradyne
TER
$59.3B
– –
-350
Closed -$13K
TLSA icon
682
Tiziana Life Sciences
TLSA
$127M
$0 ﹤0.01%
+90
New +$146
TMF icon
683
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.17B
– –
-10
Closed -$2K
TWO
684
Two Harbors Investment
TWO
$1.27B
– –
-390
Closed -$23K
UHAL icon
685
U-Haul Holding Co
UHAL
$14.6B
– –
-200
Closed -$7K
VFL
686
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-2,327
Closed -$28K
VHC icon
687
VirnetX Holding Corp
VHC
$63.1M
$0 ﹤0.01%
5
– –
VVX icon
688
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
VYM icon
689
Vanguard High Dividend Yield ETF
VYM
$82.8B
– –
-80
Closed -$7K
WB icon
690
Weibo
WB
$1.95B
– –
-36
Closed -$3K
WBA
691
DELISTED
Walgreens Boots Alliance
WBA
– –
-811
Closed -$59K
XLV icon
692
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-200
Closed -$19K
YUM icon
693
Yum! Brands
YUM
$41.1B
– –
-39
Closed -$4K
TBCH
694
Turtle Beach Corp
TBCH
$277M
$0 ﹤0.01%
20
– –
FEN
695
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-1,466
Closed -$33K
CCLP
696
DELISTED
CSI Compressco LP
CCLP
– –
-744
Closed -$4K
JPS
697
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-158
Closed -$1K
RAD
698
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
CEN
699
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-250
Closed -$24K
BKI
700
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-8
Closed –
25 26 27
28
29

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.