Tradewinds Capital Management’s First Trust Energy Income and Growth Fund FEN Stock Holding History

Tradewinds Capital Management’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-1,466	Closed	-$33K	–	695
2018 Q3	$33K	Hold	1,466	–	–	0.01%	257
2018 Q2	$34K	Hold	1,466	–	–	0.01%	252
2018 Q1	$32K	Hold	1,466	–	–	0.01%	253
2017 Q4	$39K	Buy	+1,466	New	+$34.3K	0.02%	235

Other funds holding FEN

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Tradewinds Capital Management's FEN Position: Q4 2018 in Review

Tradewinds Capital Management sold out of First Trust Energy Income and Growth Fund (FEN) in Q4 2018, closing a stake of 1,466 shares — an estimated $33K sold.

Tradewinds Capital Management first reported a position in FEN in Q4 2017 and held it in 4 quarters. The position peaked at $39K in Q4 2017. 62 funds tracked by Wall St. Rank hold FEN as of Q4 2018.

Tradewinds Capital Management reported no remaining First Trust Energy Income and Growth Fund position as of Q4 2018 after selling out during the quarter.
Tradewinds Capital Management sold 1,466 First Trust Energy Income and Growth Fund shares in Q4 2018, an estimated $33K.
Tradewinds Capital Management first reported a position in First Trust Energy Income and Growth Fund in Q4 2017 and held it in 4 quarters.
Tradewinds Capital Management's First Trust Energy Income and Growth Fund position peaked at $39K in Q4 2017.
62 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q4 2018.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.