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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWI icon
676
Power Integrations
POWI
$3.52B
– –
-190
Closed -$5K
PPLT
677
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
– –
-250
Closed -$2K
PRTA icon
678
Prothena Corp
PRTA
$456M
$0 ﹤0.01%
7
– –
RGLD icon
679
Royal Gold
RGLD
$19.4B
$0 ﹤0.01%
3
-85
-97% -$6.83K
RMR icon
680
The RMR Group
RMR
$331M
$0 ﹤0.01%
1
-4
-80% -$146
RVTY icon
681
Revvity
RVTY
$12.9B
– –
-71
Closed -$4K
SBGI icon
682
Sinclair Inc
SBGI
$1.07B
$0 ﹤0.01%
1
– –
SHM icon
683
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$0 ﹤0.01%
3
– –
SPG icon
684
Simon Property Group
SPG
$72.2B
– –
-23
Closed -$5K
STE icon
685
Steris
STE
$22.8B
$0 ﹤0.01%
3
– –
STX icon
686
Seagate
STX
$175B
– –
-3,400
Closed -$83K
TDC icon
687
Teradata
TDC
$2.57B
$0 ﹤0.01%
13
– –
TECK icon
688
Teck Resources
TECK
$32.6B
– –
-700
Closed -$9K
THS
689
DELISTED
Treehouse Foods
THS
– –
-50
Closed -$5K
TR icon
690
Tootsie Roll Industries
TR
$3.01B
$0 ﹤0.01%
13
– –
UCO icon
691
ProShares Ultra Bloomberg Crude Oil
UCO
$387M
– –
-18
Closed -$3K
UEC icon
692
Uranium Energy
UEC
$5.48B
$0 ﹤0.01%
440
– –
USCI icon
693
US Commodity Index
USCI
$365M
$0 ﹤0.01%
5
-70
-93% -$2.94K
USO icon
694
United States Oil Fund
USO
$1.85B
– –
-50
Closed -$5K
VHC icon
695
VirnetX Holding Corp
VHC
$67M
$0 ﹤0.01%
5
– –
VUG icon
696
Vanguard Morningstar Growth ETF
VUG
$231B
– –
-450
Closed -$8K
VVX icon
697
V2X
VVX
$2.62B
$0 ﹤0.01%
1
– –
WB icon
698
Weibo
WB
$1.95B
$0 ﹤0.01%
+56
New +$2.32K
WPC icon
699
W.P. Carey
WPC
$16.3B
– –
-34
Closed -$2K
VIVS
700
VivoSim Labs
VIVS
$1.12M
– –
0
– –
26 27
28
29 30

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.