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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIN
651
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
61
– –
JUNO
652
DELISTED
Juno Therapeutics, Inc.
JUNO
$1K ﹤0.01%
28
– –
OME
653
DELISTED
Omega Protein
OME
$1K ﹤0.01%
50
– –
ATW
654
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
IIP
655
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
ESNC
656
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
2,000
– –
AIV
657
Aimco
AIV
$381M
$0 ﹤0.01%
15
– –
BB icon
658
BlackBerry
BB
$5.19B
$0 ﹤0.01%
40
– –
CLNE icon
659
Clean Energy Fuels
CLNE
$403M
$0 ﹤0.01%
100
– –
CMG icon
660
Chipotle Mexican Grill
CMG
$43.3B
– –
-150
Closed -$1K
COOP
661
DELISTED
Mr. Cooper
COOP
– –
0
– –
CROX icon
662
Crocs
CROX
$6.5B
$0 ﹤0.01%
25
– –
CVU icon
663
CPI Aerostructures
CVU
$66.7M
$0 ﹤0.01%
+1
New +$9
DBC icon
664
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
– –
-866
Closed -$13K
EQNR icon
665
Equinor
EQNR
$91.3B
– –
-565
Closed -$9K
ETG
666
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
– –
-1,100
Closed -$19K
ETO
667
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$518M
– –
-750
Closed -$18K
FLEX icon
668
Flex
FLEX
$46.2B
– –
-119
Closed -$1K
GEVO icon
669
Gevo
GEVO
$377M
$0 ﹤0.01%
10
– –
GNTX icon
670
Gentex
GNTX
$5.13B
– –
-853
Closed -$16K
HLIT icon
671
Harmonic Inc
HLIT
$1.32B
$0 ﹤0.01%
32
– –
HROW icon
672
Harrow
HROW
$1.48B
– –
-600
Closed -$2K
HYS icon
673
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-200
Closed -$20K
IXC icon
674
iShares Global Energy ETF
IXC
$2.76B
– –
-80
Closed -$2K
LABD icon
675
Direxion Daily S&P Biotech Bear 3X ETF
LABD
$63.1M
– –
-5
Closed -$69K
25 26
27
28 29

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.