TCM

Tradewinds Capital Management Portfolio holdings

AUM $445M
1-Year Est. Return 18.85%
This Quarter Est. Return
1 Year Est. Return
+18.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
727
New
Increased
Reduced
Closed

Top Buys

1
+$1.47M
2
+$1.47M
3
+$1.17M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$939K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$614K

Top Sells

1
+$2.98M
2
+$1.65M
3
+$936K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$699K

Sector Composition

1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
651
– –
-200
652
– –
-90
653
– –
-801
654
– –
-310
655
– –
-100
656
– –
-170
657
– –
0
658
$0 ﹤0.01%
+3
659
– –
-100
660
– –
-110
661
$0 ﹤0.01%
+2
662
– –
-5,800
663
– –
-55,600
664
– –
-4,400
665
$0 ﹤0.01%
+20
666
– –
-36,392
667
– –
-50
668
$0 ﹤0.01%
+7
669
$0 ﹤0.01%
+5
670
$0 ﹤0.01%
+1
671
$0 ﹤0.01%
+3
672
– –
-1,121
673
$0 ﹤0.01%
+12
674
$0 ﹤0.01%
+3
675
$0 ﹤0.01%
+13
25 26
27
28 29