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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
651
Vanguard Total World Stock ETF
VT
$79.8B
– –
-23
Closed -$1K
VTLE
652
DELISTED
Vital Energy
VTLE
– –
-4
Closed -$2K
WU icon
653
Western Union
WU
$2.21B
$0 ﹤0.01%
1
– –
FLG
654
Flagstar Bank National Association
FLG
$5.82B
– –
-44
Closed -$2K
VIVS
655
VivoSim Labs
VIVS
$1.64M
– –
0
– –
FRTX
656
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– -$1K
AVTA
657
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
15
– –
RSX
658
DELISTED
VanEck Russia ETF
RSX
– –
-103
Closed -$3K
TWTR
659
DELISTED
Twitter, Inc.
TWTR
– –
-100
Closed -$6K
BREW
660
DELISTED
Craft Brew Alliance, Inc.
BREW
$0 ﹤0.01%
12
– –
PER
661
DELISTED
SANDRIDGE PERMIAN TRUST
PER
– –
-184
Closed -$2K
DSUM
662
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
– –
-125
Closed -$3K
LVNTA
663
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
8
– –
SBY
664
DELISTED
Silver Bay Realty Trust Corp.
SBY
$0 ﹤0.01%
19
– –
ACAT
665
DELISTED
Arctic Cat Inc
ACAT
– –
-50
Closed -$3K
EPIQ
666
DELISTED
EPIQ SYSTEMS INC
EPIQ
$0 ﹤0.01%
14
– –
TWER
667
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-50
Closed -$3K
ENZN
668
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$0 ﹤0.01%
200
– –
SFY
669
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-250
Closed -$3K
CDE.WS
670
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$0 ﹤0.01%
31
– –
STRZA
671
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
14
– –
CHTP
672
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
– –
-800
Closed -$4K
PGH
673
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
55
– –
CHIX
674
DELISTED
Global X MSCI China Financials ETF
CHIX
– –
-300
Closed -$4K
23 24 25 26
27

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.