Tradewinds Capital Management’s Invesco Chinese Yuan Dim Sum Bond ETF DSUM Stock Holding History

Tradewinds Capital Management’s Portfolio DSUM Stock Details DSUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-125	Closed	-$3K	–	662
2013 Q4	$3K	Buy	+125	New	+$3.17K	﹤0.01%	511

Other funds holding DSUM

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

OWP

Obermeyer Wealth Partners Aspen, Colorado $2.44B AUM 24.34% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

Tradewinds Capital Management's DSUM Position: Q1 2014 in Review

Tradewinds Capital Management sold out of Invesco Chinese Yuan Dim Sum Bond ETF (DSUM) in Q1 2014, closing a stake of 125 shares — an estimated $3K sold.

Tradewinds Capital Management first reported a position in DSUM in Q4 2013 and held it in 1 quarter. The position peaked at $3K in Q4 2013. 26 funds tracked by Wall St. Rank hold DSUM as of Q1 2014.

Tradewinds Capital Management reported no remaining Invesco Chinese Yuan Dim Sum Bond ETF position as of Q1 2014 after selling out during the quarter.
Tradewinds Capital Management sold 125 Invesco Chinese Yuan Dim Sum Bond ETF shares in Q1 2014, an estimated $3K.
Tradewinds Capital Management first reported a position in Invesco Chinese Yuan Dim Sum Bond ETF in Q4 2013 and held it in 1 quarter.
Tradewinds Capital Management's Invesco Chinese Yuan Dim Sum Bond ETF position peaked at $3K in Q4 2013.
26 funds tracked by Wall St. Rank held Invesco Chinese Yuan Dim Sum Bond ETF as of Q1 2014.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.