Evergreen Capital Management’s Invesco Chinese Yuan Dim Sum Bond ETF DSUM Stock Holding History

Evergreen Capital Management’s Portfolio DSUM Stock Details DSUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-811,167	Closed	-$18.5M	–	413
2018 Q2	$18.5M	Buy	811,167 +45,653	+6%	+$1.1M	1.74%	10
2018 Q1	$18.6M	Sell	765,514 -12,812	-2%	-$309K	1.79%	9
2017 Q4	$18M	Sell	778,326 -8,000	-1%	-$186K	1.82%	10
2017 Q3	$18.3M	Buy	786,326 +28,466	+4%	+$659K	2.14%	9
2017 Q2	$17.1M	Buy	+757,860	New	+$16.9M	2.76%	6
2015 Q3	–	Sell	-463,745	Closed	-$11.5M	–	100
2015 Q2	$11.5M	Sell	463,745 -3,885	-0.8%	-$95.5K	2.82%	9
2015 Q1	$11.3M	Sell	467,630 -617,716	-57%	-$14.9M	2.49%	9
2014 Q4	$27M	Sell	1,085,346 -1,250	-0.1%	-$31K	5.31%	3
2014 Q3	$27M	Buy	1,086,596 +189,441	+21%	+$4.73M	5.25%	3
2014 Q2	$22.1M	Buy	897,155 +111,665	+14%	+$2.73M	4.36%	3
2014 Q1	$19.2M	Buy	785,490 +596,100	+315%	+$15M	3.87%	3
2013 Q4	$4.83M	Sell	189,390 -65,285	-26%	-$1.66M	0.88%	40
2013 Q3	$6.41M	Sell	254,675 -487,525	-66%	-$12.1M	1.03%	32
2013 Q2	$18.3M	Buy	+742,200	New	+$18.8M	2.79%	4

Other funds holding DSUM

MLIC

Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

OWP

Obermeyer Wealth Partners Aspen, Colorado $2.44B AUM 24.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Evergreen Capital Management's DSUM Position: Q3 2018 in Review

Evergreen Capital Management sold out of Invesco Chinese Yuan Dim Sum Bond ETF (DSUM) in Q3 2018, closing a stake of 811,167 shares — an estimated $18.5M sold.

Evergreen Capital Management first reported a position in DSUM in Q2 2013 and held it in 14 quarters. The position peaked at $27M in Q3 2014. 16 funds tracked by Wall St. Rank hold DSUM as of Q3 2018.

Evergreen Capital Management reported no remaining Invesco Chinese Yuan Dim Sum Bond ETF position as of Q3 2018 after selling out during the quarter.
Evergreen Capital Management sold 811,167 Invesco Chinese Yuan Dim Sum Bond ETF shares in Q3 2018, an estimated $18.5M.
Evergreen Capital Management first reported a position in Invesco Chinese Yuan Dim Sum Bond ETF in Q2 2013 and held it in 14 quarters.
Evergreen Capital Management's Invesco Chinese Yuan Dim Sum Bond ETF position peaked at $27M in Q3 2014.
16 funds tracked by Wall St. Rank held Invesco Chinese Yuan Dim Sum Bond ETF as of Q3 2018.

Based on Evergreen Capital Management's 13F filing for Q3 2018, filed 13 Nov 2018.