LPL Financial’s Invesco Chinese Yuan Dim Sum Bond ETF DSUM Stock Holding History

LPL Financial’s Portfolio DSUM Stock Details DSUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-57,946	Closed	-$1.26M	–	3365
2018 Q3	$1.26M	Sell	57,946 -6,109	-10%	-$135K	﹤0.01%	1511
2018 Q2	$1.46M	Sell	64,055 -1,079	-2%	-$25.9K	﹤0.01%	1358
2018 Q1	$1.58M	Buy	+65,134	New	+$1.57M	﹤0.01%	1278
2015 Q3	–	Sell	-9,832	Closed	-$243K	–	2945
2015 Q2	$243K	Buy	+9,832	New	+$242K	﹤0.01%	2476
2014 Q4	–	Sell	-8,234	Closed	-$205K	–	2835
2014 Q3	$205K	Sell	8,234 -5,240	-39%	-$131K	﹤0.01%	2444
2014 Q2	$332K	Sell	13,474 -7,105	-35%	-$174K	﹤0.01%	2121
2014 Q1	$504K	Sell	20,579 -127	-0.6%	-$3.2K	﹤0.01%	1740
2013 Q4	$528K	Buy	20,706 +7,659	+59%	+$194K	﹤0.01%	1694
2013 Q3	$331K	Buy	13,047 +184	+1%	+$4.56K	﹤0.01%	1940
2013 Q2	$317K	Buy	+12,863	New	+$326K	﹤0.01%	1873

Other funds holding DSUM

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

MLIC

Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

OWP

Obermeyer Wealth Partners Aspen, Colorado $2.17B AUM 19.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AIC

Ameritas Investment Company Lincoln, Nebraska $2.17B AUM 26.5% 1-Year Est. Return

LPL Financial's DSUM Position: Q4 2018 in Review

LPL Financial sold out of Invesco Chinese Yuan Dim Sum Bond ETF (DSUM) in Q4 2018, closing a stake of 57,946 shares — an estimated $1.26M sold.

LPL Financial first reported a position in DSUM in Q2 2013 and held it in 10 quarters. The position peaked at $1.58M in Q1 2018. 17 funds tracked by Wall St. Rank hold DSUM as of Q4 2018.

LPL Financial reported no remaining Invesco Chinese Yuan Dim Sum Bond ETF position as of Q4 2018 after selling out during the quarter.
LPL Financial sold 57,946 Invesco Chinese Yuan Dim Sum Bond ETF shares in Q4 2018, an estimated $1.26M.
LPL Financial first reported a position in Invesco Chinese Yuan Dim Sum Bond ETF in Q2 2013 and held it in 10 quarters.
LPL Financial's Invesco Chinese Yuan Dim Sum Bond ETF position peaked at $1.58M in Q1 2018.
17 funds tracked by Wall St. Rank held Invesco Chinese Yuan Dim Sum Bond ETF as of Q4 2018.

Based on LPL Financial's 13F filing for Q4 2018, filed 7 Feb 2019.