Cambridge Investment Research Advisors’s Invesco Chinese Yuan Dim Sum Bond ETF DSUM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-69,700	Closed	-$1.71M	–	1386
2014 Q1	$1.71M	Sell	69,700 -5,357	-7%	-$131K	0.06%	295
2013 Q4	$1.92M	Buy	75,057 +15,340	+26%	+$391K	0.08%	245
2013 Q3	$1.5M	Buy	+59,717	New	+$1.5M	0.07%	271