Scotia Capital’s Invesco Chinese Yuan Dim Sum Bond ETF DSUM Stock Holding History

Scotia Capital’s Portfolio DSUM Stock Details DSUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-39,837	Closed	-$965K	–	772
2015 Q1	$965K	Sell	39,837 -956	-2%	-$23K	0.02%	318
2014 Q4	$991K	Sell	40,793 -2,324	-5%	-$57.6K	0.03%	299
2014 Q3	$1.07M	Sell	43,117 -7,176	-14%	-$179K	0.02%	293
2014 Q2	$1.24M	Buy	50,293 +1,715	+4%	+$42K	0.03%	272
2014 Q1	$1.19M	Sell	48,578 -682	-1%	-$17.2K	0.03%	271
2013 Q4	$1.26M	Buy	49,260 +1,506	+3%	+$38.2K	0.03%	245
2013 Q3	$1.2M	Buy	47,754 +36,954	+342%	+$916K	0.03%	243
2013 Q2	$266K	Buy	+10,800	New	+$273K	0.01%	390

Other funds holding DSUM

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return

OWP

Obermeyer Wealth Partners Aspen, Colorado $2.17B AUM 19.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Scotia Capital's DSUM Position: Q2 2015 in Review

Scotia Capital sold out of Invesco Chinese Yuan Dim Sum Bond ETF (DSUM) in Q2 2015, closing a stake of 39,837 shares — an estimated $965K sold.

Scotia Capital first reported a position in DSUM in Q2 2013 and held it in 8 quarters. The position peaked at $1.26M in Q4 2013. 23 funds tracked by Wall St. Rank hold DSUM as of Q2 2015.

Scotia Capital reported no remaining Invesco Chinese Yuan Dim Sum Bond ETF position as of Q2 2015 after selling out during the quarter.
Scotia Capital sold 39,837 Invesco Chinese Yuan Dim Sum Bond ETF shares in Q2 2015, an estimated $965K.
Scotia Capital first reported a position in Invesco Chinese Yuan Dim Sum Bond ETF in Q2 2013 and held it in 8 quarters.
Scotia Capital's Invesco Chinese Yuan Dim Sum Bond ETF position peaked at $1.26M in Q4 2013.
23 funds tracked by Wall St. Rank held Invesco Chinese Yuan Dim Sum Bond ETF as of Q2 2015.

Based on Scotia Capital's 13F filing for Q2 2015, filed 13 Aug 2015.