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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVIS icon
626
Microvision
MVIS
$6.21M
$1K ﹤0.01%
313
– –
NAK
627
Northern Dynasty Minerals
NAK
$784M
$1K ﹤0.01%
+600
New +$961
OR icon
628
OR Royalties Inc
OR
$5.58B
$1K ﹤0.01%
+90
New +$1.02K
PPBI
629
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
PRGO icon
630
Perrigo
PRGO
$1.4B
$1K ﹤0.01%
18
-7
-28% -$502
SITC icon
631
SITE Centers
SITC
$225M
$1K ﹤0.01%
94
– –
SPHB icon
632
Invesco S&P 500 High Beta ETF
SPHB
$971M
$1K ﹤0.01%
+30
New +$1.11K
UEC icon
633
Uranium Energy
UEC
$4.75B
$1K ﹤0.01%
440
– –
UVE icon
634
Universal Insurance Holdings
UVE
$1.22B
$1K ﹤0.01%
+50
New +$1.23K
GAP
635
The Gap Inc
GAP
$7.23B
$1K ﹤0.01%
46
– –
RAD
636
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
25
– –
NVCN
637
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
GPL
638
DELISTED
Great Panther Mining Limited
GPL
$1K ﹤0.01%
+66
New +$849
LM
639
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
HCR
640
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1K ﹤0.01%
112
– –
GM.WS.B
641
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
SN
642
DELISTED
Sanchez Energy Corporation
SN
$1K ﹤0.01%
100
– –
WIN
643
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
61
– –
JUNO
644
DELISTED
Juno Therapeutics, Inc.
JUNO
$1K ﹤0.01%
28
– –
OME
645
DELISTED
Omega Protein
OME
$1K ﹤0.01%
+50
New +$934
ATW
646
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
IIP
647
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
ESNC
648
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
+2,000
New +$1.17K
SSRI
649
DELISTED
Silver Standard Resources
SSRI
$1K ﹤0.01%
+90
New +$904
HRG
650
DELISTED
HRG Group, Inc.
HRG
$1K ﹤0.01%
32
– –
24 25
26
27 28

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.