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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
626
TotalEnergies
TTE
$190B
$1K ﹤0.01%
185,619
-179,674,825
-100% -$126K
VIRT icon
627
Virtu Financial
VIRT
$4.93B
$1K ﹤0.01%
50
– –
WPP icon
628
WPP
WPP
$5.75B
$1K ﹤0.01%
+9
New +$1.03K
GAP
629
The Gap Inc
GAP
$7.33B
$1K ﹤0.01%
46
– –
ORAN
630
DELISTED
Orange
ORAN
$1K ﹤0.01%
+60
New +$924
BPTH
631
DELISTED
Bio-Path Holdings Inc
BPTH
– –
0
– –
SQBG
632
DELISTED
Sequential Brands Group, Inc.
SQBG
$1K ﹤0.01%
3
– –
MMAC
633
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$1K ﹤0.01%
40
– –
GLOG
634
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
70
– –
LM
635
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
TTPH
636
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$1K ﹤0.01%
+13
New +$1.04K
CHK
637
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
STI
638
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
ZF
639
DELISTED
Virtus Total Return Fund Inc.
ZF
$1K ﹤0.01%
63
– –
TAHO
640
DELISTED
Tahoe Resources Inc
TAHO
$1K ﹤0.01%
100
– –
SN
641
DELISTED
Sanchez Energy Corporation
SN
$1K ﹤0.01%
+100
New +$769
ATW
642
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
CACB
643
DELISTED
Cascade Bancorp
CACB
$1K ﹤0.01%
+139
New +$812
CHL
644
DELISTED
China Mobile Limited
CHL
$1K ﹤0.01%
+19
New +$1.17K
SCTY
645
DELISTED
SolarCity Corporation
SCTY
$1K ﹤0.01%
32
– –
AMCC
646
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
HRG
647
DELISTED
HRG Group, Inc.
HRG
$1K ﹤0.01%
32
– –
ADC icon
648
Agree Realty
ADC
$9.51B
– –
-155
Closed -$7K
AEM icon
649
Agnico Eagle Mines
AEM
$90.6B
– –
-55
Closed -$3K
AEP icon
650
American Electric Power
AEP
$68.2B
– –
-77
Closed -$5K
24 25
26
27 28

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.