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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
601
Macy's
M
$6.75B
$1K ﹤0.01%
36
– –
MVIS icon
602
Microvision
MVIS
$75.4M
$1K ﹤0.01%
21
– –
PPBI
603
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
+34
New +$790
RGEN icon
604
Repligen
RGEN
$8.89B
$1K ﹤0.01%
26
– –
SCHR
605
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1K ﹤0.01%
36
– –
TBF icon
606
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$1K ﹤0.01%
67
– –
TEF
607
DELISTED
Telefonica
TEF
$1K ﹤0.01%
192
– –
UVE icon
608
Universal Insurance Holdings
UVE
$1.23B
$1K ﹤0.01%
+80
New +$1.45K
VIRT icon
609
Virtu Financial
VIRT
$5.16B
$1K ﹤0.01%
50
– –
XYL icon
610
Xylem
XYL
$28.5B
$1K ﹤0.01%
32
– –
GAP
611
The Gap Inc
GAP
$7.42B
$1K ﹤0.01%
46
– –
LL
612
DELISTED
LL Flooring Holdings, Inc.
LL
$1K ﹤0.01%
87
– –
SQBG
613
DELISTED
Sequential Brands Group, Inc.
SQBG
$1K ﹤0.01%
3
– –
MMAC
614
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$1K ﹤0.01%
40
– –
GLOG
615
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
70
+1
+1% +$12
LM
616
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
617
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
ZF
618
DELISTED
Virtus Total Return Fund Inc.
ZF
$1K ﹤0.01%
63
-39
-38% -$497
TAHO
619
DELISTED
Tahoe Resources Inc
TAHO
$1K ﹤0.01%
100
– –
TIME
620
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
65
– –
ATW
621
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
SCTY
622
DELISTED
SolarCity Corporation
SCTY
$1K ﹤0.01%
32
– –
KKD
623
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
AMCC
624
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
BB icon
625
BlackBerry
BB
$5.15B
$0 ﹤0.01%
+40
New +$280
23 24
25
26 27

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.