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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCR
601
DELISTED
U S Concrete, Inc.
USCR
$1K ﹤0.01%
45
– –
IMMU
602
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
215
– –
LM
603
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
604
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
GM.WS.B
605
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
WBMD
606
DELISTED
WebMD Health Corp.
WBMD
$1K ﹤0.01%
33
– –
KZ
607
DELISTED
KongZhong Corporation
KZ
$1K ﹤0.01%
+100
New +$925
GM.WS.A
608
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
ADT
609
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
31
– –
MSO
610
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
146
– –
AOL
611
DELISTED
AOL INC COMMON STOCK
AOL
$1K ﹤0.01%
19
– –
SARA
612
DELISTED
SARATOGA RESOURCES INC
SARA
$1K ﹤0.01%
1,000
– –
XLS
613
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
34
– –
ELX
614
DELISTED
EMULEX CORP
ELX
$1K ﹤0.01%
200
– –
LSI
615
DELISTED
LSI CORPORATION
LSI
$1K ﹤0.01%
108
+51
+89% +$564
FBC
616
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1K ﹤0.01%
26
– –
IIP
617
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
NWBO
618
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$1K ﹤0.01%
142
-58
-29% -$344
KKD
619
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
BSCF
620
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1K ﹤0.01%
47
-1
-2% -$22
WOOF
621
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AMRN
622
Amarin Corp
AMRN
$303M
– –
-75
Closed -$3K
ASHR icon
623
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
– –
-100
Closed -$2K
BB icon
624
BlackBerry
BB
$5.26B
$0 ﹤0.01%
40
– –
BIB icon
625
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
– –
-120
Closed -$5K
23 24
25
26 27

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.