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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
526
Yum! Brands
YUM
$41.1B
$4K ﹤0.01%
39
– –
CCLP
527
DELISTED
CSI Compressco LP
CCLP
$4K ﹤0.01%
744
+24
+3% +$136
CS
528
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
260
– –
AUY
529
DELISTED
Yamana Gold, Inc.
AUY
$4K ﹤0.01%
1,530
– –
EEP
530
DELISTED
Enbridge Energy Partners
EEP
$4K ﹤0.01%
364
– –
MFT
531
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
BBL
532
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4K ﹤0.01%
87
– –
APOG icon
533
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
BDJ icon
534
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3K ﹤0.01%
287
– –
BIB icon
535
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$3K ﹤0.01%
+50
New +$3.27K
BLDP
536
Ballard Power Systems
BLDP
$790M
$3K ﹤0.01%
770
– –
BNS icon
537
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
EXC icon
538
Exelon
EXC
$47B
$3K ﹤0.01%
81
– –
GSM icon
539
FerroAtlántica
GSM
$839M
$3K ﹤0.01%
+400
New +$3.2K
GT icon
540
Goodyear
GT
$1.85B
$3K ﹤0.01%
120
– –
HFRO
541
Highland Opportunities and Income Fund
HFRO
$407M
$3K ﹤0.01%
219
– –
HQH
542
abrdn Healthcare Investors
HQH
$1.32B
$3K ﹤0.01%
119
-119
-50% -$2.69K
IAG icon
543
IAMGOLD
IAG
$10.5B
$3K ﹤0.01%
705
– –
MDLZ icon
544
Mondelez International
MDLZ
$79.9B
$3K ﹤0.01%
69
– –
QLD icon
545
ProShares Ultra QQQ
QLD
$14.1B
$3K ﹤0.01%
+240
New +$2.87K
RMBS icon
546
Rambus
RMBS
$11B
$3K ﹤0.01%
296
– –
TD icon
547
Toronto Dominion Bank
TD
$200B
$3K ﹤0.01%
55
– –
USL icon
548
United States 12 Month Oil Fund,
USL
$43.3M
$3K ﹤0.01%
128
– –
UVE icon
549
Universal Insurance Holdings
UVE
$1.23B
$3K ﹤0.01%
51
– –
VBK icon
550
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
18
– –
20 21
22
23 24

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.