Tradewinds Capital Management’s Highland Opportunities and Income Fund HFRO Stock Holding History

Tradewinds Capital Management’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-578	Closed	-$5.08K	–	498
2023 Q1	$5.08K	Hold	578	–	–	﹤0.01%	280
2022 Q4	$5.95K	Hold	578	–	–	﹤0.01%	255
2022 Q3	$6K	Hold	578	–	–	﹤0.01%	240
2022 Q2	$7K	Hold	578	–	–	﹤0.01%	238
2022 Q1	$7K	Hold	578	–	–	﹤0.01%	521
2021 Q4	$6K	Hold	578	–	–	﹤0.01%	556
2021 Q3	$6K	Hold	578	–	–	﹤0.01%	526
2021 Q2	$6K	Hold	578	–	–	﹤0.01%	545
2021 Q1	$6K	Hold	578	–	–	﹤0.01%	516
2020 Q4	$6K	Hold	578	–	–	﹤0.01%	491
2020 Q3	$5K	Hold	578	–	–	﹤0.01%	484
2020 Q2	$5K	Hold	578	–	–	﹤0.01%	475
2020 Q1	$5K	Hold	578	–	–	﹤0.01%	442
2019 Q4	$7K	Hold	578	–	–	﹤0.01%	450
2019 Q3	$8K	Buy	+578	New	+$7.72K	﹤0.01%	398
2018 Q4	–	Sell	-219	Closed	-$3K	–	642
2018 Q3	$3K	Hold	219	–	–	﹤0.01%	541
2018 Q2	$3K	Buy	+219	New	+$3.48K	﹤0.01%	532
2018 Q1	–	Sell	-219	Closed	-$3.46K	–	496
2017 Q4	$3K	Buy	+219	New	+$3.36K	﹤0.01%	554

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

Atlas Wealth Cincinnati, Ohio $334M AUM 11.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Tradewinds Capital Management's HFRO Position: Q2 2023 in Review

Tradewinds Capital Management sold out of Highland Opportunities and Income Fund (HFRO) in Q2 2023, closing a stake of 578 shares — an estimated $5.08K sold.

Tradewinds Capital Management first reported a position in HFRO in Q4 2017 and held it in 18 quarters. The position peaked at $8K in Q3 2019. 96 funds tracked by Wall St. Rank hold HFRO as of Q2 2023.

Tradewinds Capital Management reported no remaining Highland Opportunities and Income Fund position as of Q2 2023 after selling out during the quarter.
Tradewinds Capital Management sold 578 Highland Opportunities and Income Fund shares in Q2 2023, an estimated $5.08K.
Tradewinds Capital Management first reported a position in Highland Opportunities and Income Fund in Q4 2017 and held it in 18 quarters.
Tradewinds Capital Management's Highland Opportunities and Income Fund position peaked at $8K in Q3 2019.
96 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q2 2023.

Based on Tradewinds Capital Management's 13F filing for Q2 2023, filed 20 Jul 2023.