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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGL icon
526
ProShares Ultra Gold
UGL
$740M
$3K ﹤0.01%
300
-100
-25% -$1.18K
VMC icon
527
Vulcan Materials
VMC
$36.9B
$3K ﹤0.01%
40
– –
XLB icon
528
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$3K ﹤0.01%
+112
New +$2.58K
XLF icon
529
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$3K ﹤0.01%
+133
New +$2.54K
XLY icon
530
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$3K ﹤0.01%
+78
New +$2.54K
ROIC
531
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3K ﹤0.01%
215
– –
CPE
532
DELISTED
Callon Petroleum Company
CPE
$3K ﹤0.01%
+30
New +$2.12K
JCP
533
DELISTED
J.C. Penney Company, Inc.
JCP
$3K ﹤0.01%
400
– –
MDR
534
DELISTED
McDermott International
MDR
$3K ﹤0.01%
+125
New +$3.14K
DNB
535
DELISTED
Dun & Bradstreet
DNB
$3K ﹤0.01%
30
– –
P
536
DELISTED
Pandora Media Inc
P
$3K ﹤0.01%
100
– –
SWC
537
DELISTED
Stillwater Mining Co
SWC
$3K ﹤0.01%
200
– –
IOC
538
DELISTED
Interoil Corporation
IOC
$3K ﹤0.01%
+50
New +$2.76K
ARIA
539
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3K ﹤0.01%
+400
New +$3.12K
BTU
540
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$3K ﹤0.01%
+13
New +$3.29K
TIBX
541
DELISTED
TIBCO SOFTWARE INC
TIBX
$3K ﹤0.01%
+150
New +$3.25K
TYC
542
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$3K ﹤0.01%
59
– –
GG
543
DELISTED
Goldcorp Inc
GG
$3K ﹤0.01%
105
– –
VNR
544
DELISTED
Vanguard Natural Resources, LLC
VNR
$3K ﹤0.01%
108
+2
+2% +$60
AGG icon
545
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
APD icon
546
Air Products & Chemicals
APD
$67.6B
$2K ﹤0.01%
15
– –
APOG icon
547
Apogee Enterprises
APOG
$908M
$2K ﹤0.01%
71
– –
COF icon
548
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
CSTE icon
549
Caesarstone
CSTE
$79.5M
$2K ﹤0.01%
35
– –
EWC icon
550
iShares MSCI Canada ETF
EWC
$6.33B
$2K ﹤0.01%
+51
New +$1.47K
20 21
22
23 24

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.