Tradewinds Capital Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-415	Closed	-$7K	–	760
2019 Q4	$7K	Hold	415	–	–	﹤0.01%	465
2019 Q3	$8K	Hold	415	–	–	﹤0.01%	408
2019 Q2	$7K	Hold	415	–	–	﹤0.01%	420
2019 Q1	$7K	Hold	415	–	–	﹤0.01%	438
2018 Q4	$7K	Hold	415	–	–	﹤0.01%	437
2018 Q3	$8K	Hold	415	–	–	﹤0.01%	447
2018 Q2	$8K	Sell	415 -300	-42%	-$5.33K	﹤0.01%	444
2018 Q1	$13K	Hold	715	–	–	0.01%	372
2017 Q4	$14K	Hold	715	–	–	0.01%	382
2017 Q3	$14K	Hold	715	–	–	0.01%	354
2017 Q2	$14K	Hold	715	–	–	0.01%	354
2017 Q1	$15K	Hold	715	–	–	0.01%	336
2016 Q4	$15K	Hold	715	–	–	0.01%	331
2016 Q3	$16K	Hold	715	–	–	0.01%	326
2016 Q2	$15K	Buy	715 +500	+233%	+$10.1K	0.01%	329
2016 Q1	$4K	Hold	215	–	–	﹤0.01%	504
2015 Q4	$4K	Hold	215	–	–	﹤0.01%	480
2015 Q3	$4K	Hold	215	–	–	﹤0.01%	468
2015 Q2	$3K	Hold	215	–	–	﹤0.01%	554
2015 Q1	$4K	Hold	215	–	–	﹤0.01%	476
2014 Q4	$4K	Hold	215	–	–	﹤0.01%	482
2014 Q3	$3K	Hold	215	–	–	﹤0.01%	502
2014 Q2	$3K	Hold	215	–	–	﹤0.01%	514
2014 Q1	$3K	Hold	215	–	–	﹤0.01%	531
2013 Q4	$3K	Buy	+215	New	+$3.12K	﹤0.01%	507