Tradewinds Capital Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Tradewinds Capital Management’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-415	Closed	-$7K	–	760
2019 Q4	$7K	Hold	415	–	–	﹤0.01%	465
2019 Q3	$8K	Hold	415	–	–	﹤0.01%	408
2019 Q2	$7K	Hold	415	–	–	﹤0.01%	420
2019 Q1	$7K	Hold	415	–	–	﹤0.01%	438
2018 Q4	$7K	Hold	415	–	–	﹤0.01%	437
2018 Q3	$8K	Hold	415	–	–	﹤0.01%	447
2018 Q2	$8K	Sell	415 -300	-42%	-$5.33K	﹤0.01%	444
2018 Q1	$13K	Hold	715	–	–	0.01%	372
2017 Q4	$14K	Hold	715	–	–	0.01%	382
2017 Q3	$14K	Hold	715	–	–	0.01%	354
2017 Q2	$14K	Hold	715	–	–	0.01%	354
2017 Q1	$15K	Hold	715	–	–	0.01%	336
2016 Q4	$15K	Hold	715	–	–	0.01%	331
2016 Q3	$16K	Hold	715	–	–	0.01%	326
2016 Q2	$15K	Buy	715 +500	+233%	+$10.1K	0.01%	329
2016 Q1	$4K	Hold	215	–	–	﹤0.01%	504
2015 Q4	$4K	Hold	215	–	–	﹤0.01%	480
2015 Q3	$4K	Hold	215	–	–	﹤0.01%	468
2015 Q2	$3K	Hold	215	–	–	﹤0.01%	554
2015 Q1	$4K	Hold	215	–	–	﹤0.01%	476
2014 Q4	$4K	Hold	215	–	–	﹤0.01%	482
2014 Q3	$3K	Hold	215	–	–	﹤0.01%	502
2014 Q2	$3K	Hold	215	–	–	﹤0.01%	514
2014 Q1	$3K	Hold	215	–	–	﹤0.01%	531
2013 Q4	$3K	Buy	+215	New	+$3.12K	﹤0.01%	507

Other funds holding ROIC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

CIM

Centersquare Investment Management Conshohocken, Pennsylvania $11.7B AUM 20.39% 1-Year Est. Return

ACM

Adelante Capital Management Alameda, California $1.52B AUM 23.15% 1-Year Est. Return

Jennison Associates New York $167B AUM 44.17% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

Tradewinds Capital Management's ROIC Position: Q1 2020 in Review

Tradewinds Capital Management sold out of Retail Opportunity Investments Corp. (ROIC) in Q1 2020, closing a stake of 415 shares — an estimated $7K sold.

Tradewinds Capital Management first reported a position in ROIC in Q4 2013 and held it in 25 quarters. The position peaked at $16K in Q3 2016. 211 funds tracked by Wall St. Rank hold ROIC as of Q1 2020.

Tradewinds Capital Management reported no remaining Retail Opportunity Investments Corp. position as of Q1 2020 after selling out during the quarter.
Tradewinds Capital Management sold 415 Retail Opportunity Investments Corp. shares in Q1 2020, an estimated $7K.
Tradewinds Capital Management first reported a position in Retail Opportunity Investments Corp. in Q4 2013 and held it in 25 quarters.
Tradewinds Capital Management's Retail Opportunity Investments Corp. position peaked at $16K in Q3 2016.
211 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q1 2020.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.