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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

174 hedge funds and large institutions have $1.24B invested in Retail Opportunity Investments Corp. in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 84 increasing their positions, 54 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

715% more call options, than puts

Call options by funds: $6.09M | Put options by funds: $748K

56% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 54

4% less capital invested

Capital invested by funds: $1.3B → $1.24B (-$55.3M)

2% less funds holding

Funds holding: 178174 (-4)

25% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 16

Holders
174
Holders Change
-4
Holders Change %
-2.25%
% of All Funds
5.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
84
Reduced
54
Closed
16
Calls
$6.09M
Puts
$748K
Net Calls
+$5.35M
Net Calls Change
-$1.18M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$182M +$3.65M +233,928 +2%
Invesco
2
Invesco
Georgia
$143M +$4.2M +268,743 +3%
Bank of New York Mellon
3
Bank of New York Mellon
New York
$71.9M +$42M +2,689,155 +122%
BFA
4
BlackRock Fund Advisors
California
$66.8M +$5.48M +351,109 +8%
ACI
5
AMP Capital Investors
Australia
$51M +$2.3M +147,400 +4%
ACM
6
Adelante Capital Management
California
$46.5M +$2.33M +149,280 +5%
FTCM
7
Fir Tree Capital Management
New York
$46.3M
CI Investments Inc
8
CI Investments Inc
Ontario, Canada
$45.1M -$17.8M -1,139,309 -27%
BIT
9
BlackRock Institutional Trust
California
$43.1M +$5.09M +325,997 +12%
ACM
10
AEW Capital Management
Massachusetts
$29.7M -$1.88M -120,400 -6%
T. Rowe Price Associates
11
T. Rowe Price Associates
Maryland
$25.6M +$4.89M +312,900 +22%
Northern Trust
12
Northern Trust
Illinois
$24.9M +$4.72M +302,219 +22%
State Street
13
State Street
Massachusetts
$24.8M +$3.13M +200,693 +14%
TA
14
Teachers Advisors
New York
$23.5M +$2.81M +180,147 +13%
Lord, Abbett & Co
15
Lord, Abbett & Co
New Jersey
$23.4M -$2.64M -168,950 -10%
Loomis, Sayles & Company
16
Loomis, Sayles & Company
Massachusetts
$21.4M -$92.7K -5,936 -0.4%
AllianceBernstein
17
AllianceBernstein
Tennessee
$20.4M -$2.77M -177,170 -11%
CBOA
18
Commonwealth Bank of Australia
Australia
$19.3M -$646K -41,384 -3%
SCRM
19
Security Capital Research & Management
Illinois
$17.5M -$8.52M -545,625 -31%
FM
20
Forward Management
California
$17.2M +$2.3M +147,610 +14%
RFC
21
Russell Frank Company
Washington
$16.7M -$2M -128,367 -10%
Janus Henderson Group
22
Janus Henderson Group
United Kingdom
$15.6M +$1.56M +99,638 +10%
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$14.1M +$2.3M +147,534 +18%
SRES
24
Starwood Real Estate Securities
Connecticut
$12.3M -$2.52M -161,500 -16%
1832 Asset Management
25
1832 Asset Management
Ontario, Canada
$12.1M +$468K +30,000 +4%

ROIC Hedge Fund Activity: Q3 2014 in Review

174 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q3 2014, worth a combined $1.24B — down 4.3% from $1.3B a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of ROIC and 12 opened new positions — a net loss of 4 holders — while 54 trimmed existing stakes and 84 added.

The largest buyer was Bank of New York Mellon, adding an estimated $42M. The largest seller was CI Investments Inc, cutting an estimated $17.8M.

  • 174 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q3 2014, down from 178 in Q2 2014.
  • Funds reported $1.24B of Retail Opportunity Investments Corp. stock for Q3 2014, down 4.3% quarter-over-quarter.
  • 12 funds opened new Retail Opportunity Investments Corp. positions in Q3 2014 and 16 closed out, a net change of -4 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q3 2014 was Bank of New York Mellon, an estimated $42M added.
  • The largest Retail Opportunity Investments Corp. seller in Q3 2014 was CI Investments Inc, an estimated $17.8M sold.

Based on aggregated 13F filings for Q3 2014.