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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
476
Baidu
BIDU
$35.9B
$5K ﹤0.01%
40
– –
CHCT
477
Community Healthcare Trust
CHCT
$434M
$5K ﹤0.01%
100
– –
CRSP icon
478
CRISPR Therapeutics
CRSP
$5.17B
$5K ﹤0.01%
60
– –
DKNG icon
479
DraftKings
DKNG
$12.5B
$5K ﹤0.01%
83
+40
+93% +$1.55K
EFV icon
480
iShares MSCI EAFE Value ETF
EFV
$30B
$5K ﹤0.01%
129
– –
AGNT
481
AGNT Inc
AGNT
$715M
$5K ﹤0.01%
240
– –
FSM icon
482
Fortuna Silver Mines
FSM
$3.18B
$5K ﹤0.01%
750
– –
GLOB icon
483
Globant
GLOB
$1.69B
$5K ﹤0.01%
30
+10
+50% +$1.72K
HFRO
484
Highland Opportunities and Income Fund
HFRO
$399M
$5K ﹤0.01%
578
– –
KGC icon
485
Kinross Gold
KGC
$32.2B
$5K ﹤0.01%
545
– –
KSS icon
486
Kohl's
KSS
$2.1B
$5K ﹤0.01%
268
– –
LQD icon
487
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$5K ﹤0.01%
40
– –
PBA icon
488
Pembina Pipeline
PBA
$28.3B
$5K ﹤0.01%
233
– –
SBRA icon
489
Sabra Healthcare REIT
SBRA
$5.11B
$5K ﹤0.01%
350
– –
SII
490
Sprott
SII
$3.15B
$5K ﹤0.01%
134
– –
SNPS icon
491
Synopsys
SNPS
$78.7B
$5K ﹤0.01%
25
-25
-50% -$5.09K
SPH icon
492
Suburban Propane Partners
SPH
$1.18B
$5K ﹤0.01%
300
– –
TCOM icon
493
Trip.com Group
TCOM
$29.1B
$5K ﹤0.01%
150
– –
TEAM icon
494
Atlassian
TEAM
$39.3B
$5K ﹤0.01%
25
– –
VFC icon
495
VF Corp
VFC
$5.81B
$5K ﹤0.01%
65
– –
SPLK
496
DELISTED
Splunk Inc
SPLK
$5K ﹤0.01%
+25
New +$4.98K
NBL
497
DELISTED
Noble Energy, Inc.
NBL
$5K ﹤0.01%
600
– –
BDX icon
498
Becton Dickinson
BDX
$49.4B
$4K ﹤0.01%
17
– –
BLDP
499
Ballard Power Systems
BLDP
$784M
$4K ﹤0.01%
270
– –
DGP icon
500
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
$4K ﹤0.01%
100
– –
18 19
20
21 22

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AHSW
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KBG
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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.