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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSL icon
476
Carlisle Companies
CSL
$15.4B
$5K ﹤0.01%
50
– –
EDIT icon
477
Editas Medicine
EDIT
$436M
$5K ﹤0.01%
277
– –
EEM icon
478
iShares MSCI Emerging Markets ETF
EEM
$29.6B
$5K ﹤0.01%
127
– –
FRA icon
479
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$5K ﹤0.01%
+349
New +$4.99K
GBX icon
480
The Greenbrier Companies
GBX
$1.55B
$5K ﹤0.01%
100
– –
GGN
481
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$794M
$5K ﹤0.01%
876
+23
+3% +$130
HIO
482
Western Asset High Income Opportunity Fund
HIO
$338M
$5K ﹤0.01%
1,000
– –
KBE icon
483
State Street SPDR S&P Bank ETF
KBE
$1.69B
$5K ﹤0.01%
115
-470
-80% -$20K
MS icon
484
Morgan Stanley
MS
$344B
$5K ﹤0.01%
110
-990
-90% -$42.7K
NUGT icon
485
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.06B
$5K ﹤0.01%
35
– –
PCM
486
PCM Fund
PCM
$70.9M
$5K ﹤0.01%
+455
New +$4.85K
RSG icon
487
Republic Services
RSG
$63.4B
$5K ﹤0.01%
85
– –
SHY icon
488
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$5K ﹤0.01%
+63
New +$5.33K
SNCR
489
DELISTED
Synchronoss Technologies
SNCR
$5K ﹤0.01%
32
– –
SYK icon
490
Stryker
SYK
$128B
$5K ﹤0.01%
35
– –
TSCO icon
491
Tractor Supply
TSCO
$17.4B
$5K ﹤0.01%
+500
New +$5.95K
WEX icon
492
WEX
WEX
$6.46B
$5K ﹤0.01%
48
– –
XLF icon
493
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$5K ﹤0.01%
+205
New +$4.87K
NVRO
494
DELISTED
NEVRO CORP.
NVRO
$5K ﹤0.01%
69
– –
FCRD
495
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
500
– –
ADNT icon
496
Adient
ADNT
$1.61B
$4K ﹤0.01%
+62
New +$4.22K
APOG icon
497
Apogee Enterprises
APOG
$905M
$4K ﹤0.01%
71
– –
CHGG icon
498
Chegg
CHGG
$112M
$4K ﹤0.01%
295
– –
CME icon
499
CME Group
CME
$94.6B
$4K ﹤0.01%
35
– –
DHI icon
500
D.R. Horton
DHI
$42.3B
$4K ﹤0.01%
129
+1
+0.8% +$33
18 19
20
21 22

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.