Tradewinds Capital Management’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Tradewinds Capital Management’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-380	Closed	-$5K	–	612
2018 Q4	$5K	Buy	380 +8	+2%	+$103	﹤0.01%	465
2018 Q3	$5K	Buy	372 +5	+1%	+$69	﹤0.01%	492
2018 Q2	$5K	Buy	+367	New	+$5.25K	﹤0.01%	490
2018 Q1	–	Sell	-359	Closed	-$5.14K	–	474
2017 Q4	$5K	Buy	359 +6	+2%	+$84	﹤0.01%	500
2017 Q3	$5K	Buy	353 +4	+1%	+$56	﹤0.01%	484
2017 Q2	$5K	Buy	+349	New	+$4.99K	﹤0.01%	479
2017 Q1	–	Hold	0	–	–	–	488

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BPCM

Beach Point Capital Management Santa Monica, California $254M AUM 16.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Tradewinds Capital Management's FRA Position: Q1 2019 in Review

Tradewinds Capital Management sold out of BlackRock Floating Rate Income Strategies Fund (FRA) in Q1 2019, closing a stake of 380 shares — an estimated $5K sold.

Tradewinds Capital Management first reported a position in FRA in Q2 2017 and held it in 6 quarters. The position peaked at $5K in Q4 2018. 96 funds tracked by Wall St. Rank hold FRA as of Q1 2019.

Tradewinds Capital Management reported no remaining BlackRock Floating Rate Income Strategies Fund position as of Q1 2019 after selling out during the quarter.
Tradewinds Capital Management sold 380 BlackRock Floating Rate Income Strategies Fund shares in Q1 2019, an estimated $5K.
Tradewinds Capital Management first reported a position in BlackRock Floating Rate Income Strategies Fund in Q2 2017 and held it in 6 quarters.
Tradewinds Capital Management's BlackRock Floating Rate Income Strategies Fund position peaked at $5K in Q4 2018.
96 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q1 2019.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.