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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
476
Vanguard Financials ETF
VFH
$13.6B
$6K ﹤0.01%
+100
New +$6.09K
X
477
DELISTED
US Steel
X
$6K ﹤0.01%
170
– –
NVRO
478
DELISTED
NEVRO CORP.
NVRO
$6K ﹤0.01%
+69
New +$6.25K
DRE
479
DELISTED
Duke Realty Corp.
DRE
$6K ﹤0.01%
233
– –
RSPP
480
DELISTED
RSP Permian, Inc.
RSPP
$6K ﹤0.01%
+138
New +$5.73K
BBL
481
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$6K ﹤0.01%
196
-65
-25% -$2.19K
ADM icon
482
Archer Daniels Midland
ADM
$36.9B
$5K ﹤0.01%
118
+1
+0.9% +$45
AG icon
483
First Majestic Silver
AG
$9.07B
$5K ﹤0.01%
600
– –
AMBA icon
484
Ambarella
AMBA
$3.81B
$5K ﹤0.01%
100
– –
COF icon
485
Capital One
COF
$134B
$5K ﹤0.01%
61
– –
CSL icon
486
Carlisle Companies
CSL
$15.4B
$5K ﹤0.01%
50
– –
EEM icon
487
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5K ﹤0.01%
127
– –
FRA icon
488
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
0
– –
GGN
489
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$5K ﹤0.01%
853
+23
+3% +$126
HIO
490
Western Asset High Income Opportunity Fund
HIO
$340M
$5K ﹤0.01%
1,000
– –
ISRG icon
491
Intuitive Surgical
ISRG
$134B
$5K ﹤0.01%
54
– –
KMB icon
492
Kimberly-Clark
KMB
$36.5B
$5K ﹤0.01%
35
– –
MAG
493
DELISTED
MAG Silver
MAG
$5K ﹤0.01%
410
– –
PCRX icon
494
Pacira BioSciences
PCRX
$997M
$5K ﹤0.01%
+100
New +$4.32K
PNC icon
495
PNC Financial Services
PNC
$101B
$5K ﹤0.01%
45
– –
RH icon
496
RH
RH
$3.71B
$5K ﹤0.01%
+100
New +$3.09K
RSG icon
497
Republic Services
RSG
$66B
$5K ﹤0.01%
+85
New +$5.09K
RWT
498
Redwood Trust
RWT
$594M
$5K ﹤0.01%
+322
New +$5.19K
SYK icon
499
Stryker
SYK
$130B
$5K ﹤0.01%
+35
New +$4.42K
WEX icon
500
WEX
WEX
$6.31B
$5K ﹤0.01%
+48
New +$5.33K
18 19
20
21 22

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.