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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTX icon
451
Garrett Motion
GTX
$5.57B
$6K ﹤0.01%
1,057
– –
IYM icon
452
iShares US Basic Materials ETF
IYM
$1.02B
$6K ﹤0.01%
67
– –
KSS icon
453
Kohl's
KSS
$2.19B
$6K ﹤0.01%
268
– –
MCHP icon
454
Microchip Technology
MCHP
$46B
$6K ﹤0.01%
120
– –
NOW icon
455
ServiceNow
NOW
$129B
$6K ﹤0.01%
+75
New +$5.3K
PBA icon
456
Pembina Pipeline
PBA
$27.6B
$6K ﹤0.01%
233
– –
IMVP
457
Invesco India ETF
IMVP
$109M
$6K ﹤0.01%
332
+5
+2% +$78
RCL icon
458
Royal Caribbean
RCL
$85.6B
$6K ﹤0.01%
113
– –
SPDW icon
459
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$6K ﹤0.01%
212
– –
TEL icon
460
TE Connectivity
TEL
$62.6B
$6K ﹤0.01%
78
– –
ZS icon
461
Zscaler
ZS
$27.3B
$6K ﹤0.01%
+55
New +$4.57K
SILV
462
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$6K ﹤0.01%
670
– –
AUY
463
DELISTED
Yamana Gold, Inc.
AUY
$6K ﹤0.01%
1,030
– –
WORK
464
DELISTED
Slack Technologies, Inc.
WORK
$6K ﹤0.01%
178
+66
+59% +$1.98K
SINA
465
DELISTED
Sina Corp
SINA
$6K ﹤0.01%
180
-180
-50% -$6.05K
AMTD
466
DELISTED
TD Ameritrade Holding Corp
AMTD
$6K ﹤0.01%
152
+1
+0.7% +$38
AEM icon
467
Agnico Eagle Mines
AEM
$90.5B
$5K ﹤0.01%
+81
New +$4.8K
ASIX icon
468
AdvanSix
ASIX
$444M
$5K ﹤0.01%
419
– –
BIDU icon
469
Baidu
BIDU
$37.2B
$5K ﹤0.01%
40
– –
C icon
470
Citigroup
C
$226B
$5K ﹤0.01%
93
+1
+1% +$47
CIEN icon
471
Ciena
CIEN
$58.4B
$5K ﹤0.01%
+100
New +$4.97K
EFV icon
472
iShares MSCI EAFE Value ETF
EFV
$30.2B
$5K ﹤0.01%
129
– –
FENY icon
473
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$5K ﹤0.01%
541
+6
+1% +$58
GH icon
474
Guardant Health
GH
$22.6B
$5K ﹤0.01%
66
– –
HFRO
475
Highland Opportunities and Income Fund
HFRO
$407M
$5K ﹤0.01%
578
– –
17 18
19
20 21

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Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.