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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKQ icon
451
LKQ Corp
LKQ
$6.29B
$6K ﹤0.01%
251
– –
RWT
452
Redwood Trust
RWT
$594M
$6K ﹤0.01%
371
+14
+4% +$226
ECHO
453
EchoStar
ECHO
$26.2B
$6K ﹤0.01%
197
– –
SPH icon
454
Suburban Propane Partners
SPH
$1.18B
$6K ﹤0.01%
300
– –
SPIB icon
455
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6K ﹤0.01%
+196
New +$6.46K
WMB icon
456
Williams Companies
WMB
$86.1B
$6K ﹤0.01%
250
– –
ZUMZ icon
457
Zumiez
ZUMZ
$339M
$6K ﹤0.01%
300
– –
ATVI
458
DELISTED
Activision Blizzard
ATVI
$6K ﹤0.01%
130
– –
ACB
459
Aurora Cannabis
ACB
$185M
$5K ﹤0.01%
+9
New +$6.63K
ADM icon
460
Archer Daniels Midland
ADM
$36.9B
$5K ﹤0.01%
124
+1
+0.8% +$47
ALGT icon
461
Allegiant Air
ALGT
$2.57B
$5K ﹤0.01%
50
– –
CHD icon
462
Church & Dwight Co
CHD
$24.5B
$5K ﹤0.01%
80
– –
CNQ icon
463
Canadian Natural Resources
CNQ
$93.8B
$5K ﹤0.01%
408
– –
CSL icon
464
Carlisle Companies
CSL
$15.4B
$5K ﹤0.01%
50
– –
FRA icon
465
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$5K ﹤0.01%
380
+8
+2% +$103
GM icon
466
General Motors
GM
$76.8B
$5K ﹤0.01%
136
+100
+278% +$3.45K
GRMN
467
Garmin
GRMN
$60B
$5K ﹤0.01%
80
– –
MDYG icon
468
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$5K ﹤0.01%
118
– –
PNC icon
469
PNC Financial Services
PNC
$101B
$5K ﹤0.01%
45
– –
PRAA icon
470
PRA Group
PRAA
$755M
$5K ﹤0.01%
212
– –
RMD icon
471
ResMed
RMD
$30.7B
$5K ﹤0.01%
43
– –
SA
472
Seabridge Gold
SA
$3.35B
$5K ﹤0.01%
400
– –
SILJ icon
473
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$5K ﹤0.01%
610
+10
+2% +$82
SYK icon
474
Stryker
SYK
$130B
$5K ﹤0.01%
35
– –
TMUS icon
475
T-Mobile US
TMUS
$190B
$5K ﹤0.01%
75
– –
17 18
19
20 21

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.