We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
426
Gilead Sciences
GILD
$165B
$7K 0.01%
95
-50
-34% -$3.92K
IHE icon
427
iShares US Pharmaceuticals ETF
IHE
$1.64B
$7K 0.01%
156
– –
MNST icon
428
Monster Beverage
MNST
$88.5B
$7K 0.01%
600
– –
NCV
429
Virtus Convertible & Income Fund
NCV
$390M
$7K 0.01%
169
– –
NKE icon
430
Nike
NKE
$61.9B
$7K 0.01%
184
– –
PAAS icon
431
Pan American Silver
PAAS
$21.6B
$7K 0.01%
510
+100
+24% +$1.34K
PRGO icon
432
Perrigo
PRGO
$1.78B
$7K 0.01%
46
– –
SCHW
433
Charles Schwab
SCHW
$187B
$7K 0.01%
262
– –
WM icon
434
Waste Management
WM
$91B
$7K 0.01%
170
+70
+70% +$2.93K
XRX icon
435
Xerox
XRX
$425M
$7K 0.01%
220
-92
-29% -$2.69K
CHK
436
DELISTED
Chesapeake Energy Corporation
CHK
$7K 0.01%
2
– –
CIE
437
DELISTED
Cobalt International Energy, Inc
CIE
$7K 0.01%
27
– –
OUTR
438
DELISTED
OUTERWALL INC
OUTR
$7K 0.01%
100
-81
-45% -$5.52K
SIMG
439
DELISTED
SILICON IMAGE INC
SIMG
$7K 0.01%
1,000
– –
DNDN
440
DELISTED
DENDREON CORPORATION
DNDN
$7K 0.01%
2,200
+1,000
+83% +$2.96K
AGNC icon
441
AGNC Investment
AGNC
$12.9B
$6K ﹤0.01%
300
– –
HIO
442
Western Asset High Income Opportunity Fund
HIO
$340M
$6K ﹤0.01%
1,000
– –
HL icon
443
Hecla Mining
HL
$11.3B
$6K ﹤0.01%
1,828
+1,100
+151% +$3.61K
IYM icon
444
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
67
– –
MCK icon
445
McKesson
MCK
$101B
$6K ﹤0.01%
35
– –
MCO icon
446
Moody's
MCO
$82.7B
$6K ﹤0.01%
75
– –
PJP icon
447
Invesco Pharmaceuticals ETF
PJP
$479M
$6K ﹤0.01%
107
– –
RSP icon
448
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$6K ﹤0.01%
+80
New +$5.71K
RTX icon
449
RTX Corp
RTX
$301B
$6K ﹤0.01%
79
– –
SPR
450
DELISTED
Spirit AeroSystems
SPR
$6K ﹤0.01%
200
– –
16 17
18
19 20

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.